Public Funds Compliance AVP | Regulatory Oversight & Filing

InforCapital; New Jersey; Hybrid; USD 135,000 - 200,000; Full time

Job summary

Blackstone is seeking an Assistant Vice President for Publicly Offered Funds Compliance to support regulatory functions across SEC-registered funds. The role focuses on interpretation of laws, compliance testing, and drafting policies while coordinating with internal and external teams.

Ideal candidates have 5+ years in compliance or paralegal roles, a Bachelor's degree, and strong proficiency in Word, Excel, and Outlook.

Qualifications

• 5+ years of related experience in compliance or paralegal roles.
• Strong organizational, attention to detail and issue-spotting skills.
• Bachelor’s degree or equivalent degree.
• Familiarity with the Investment Company Act of 1940, Investment Advisers Act and FINRA Rules.
• Proficient in Microsoft Word, Excel and Outlook.

Responsibilities

• Support compliance-related functions for funds and related entities.
• Coordinate with internal and external teams to manage due diligence questionnaires.
• Assist in annual review of compliance programs for funds.
• Assist with regulatory filings for the funds.
• Monitor and analyze industry and regulatory developments.

Skills

Regulatory interpretation

Compliance testing

Policy drafting

Attention to detail

Project management

Critical thinking

Proactivity

Education

Bachelor’s degree or equivalent

Tools

Microsoft Word

Microsoft Excel

Microsoft Outlook

Job description

Blackstone is seeking an Assistant Vice President for Publicly Offered Funds Compliance to support regulatory functions across SEC-registered funds. The role focuses on interpretation of laws, compliance testing, and drafting policies while coordinating with internal and external teams.

Ideal candidates have 5+ years in compliance or paralegal roles, a Bachelor's degree, and strong proficiency in Word, Excel, and Outlook.