Private Wealth Associate — Client Services & Trade Ops

Aumni; Chicago (IL); On-site; USD 70,000 - 100,000; Full time

Job summary

J.P. Morgan Wealth Management is seeking a Private Client Investment Associate in Chicago to provide client service andAdministrative support to Private Client Advisors. You will assist with wealth planning, client communications, and processing essential investment and banking requests.

The role emphasizes compliance, risk management, and relationship building to deepen client partnerships and drive service excellence. Strong licensure and regulatory knowledge are required for success.

Qualifications

• Active Series 7 license required or must be obtained within 60 days of employment.
• If registered after Oct 1, 2018, must have valid Securities Industry Essentials (SIE) exam.
• Active Series 66 (63/65) and Life and Health Insurance license must be obtained within 60 days of starting in the role.

Responsibilities

• Support Advisors book of business by handling operational requests such as account opening, money movement and investment trades.
• Build and maintain client relationships through processing requests, resolving issues, and providing wealth planning information and lead generation.
• Assist in managing relationship and account reviews, promote firm services to deepen client relationships, and prepare performance reports.
• Engage in risk management, including Know Your Customer procedures, account reviews and inquiries.
• Support business unit procedures and compliance requirements and ensure timely completion of forms and documentation.
• Prioritize daily work, track progress, and meet deadlines while maintaining team culture.

Skills

Series 7 license

SIE exam

Series 66 (63/65)

Life and Health license

Job description

J.P. Morgan Wealth Management is seeking a Private Client Investment Associate in Chicago to provide client service andAdministrative support to Private Client Advisors. You will assist with wealth planning, client communications, and processing essential investment and banking requests.

The role emphasizes compliance, risk management, and relationship building to deepen client partnerships and drive service excellence. Strong licensure and regulatory knowledge are required for success.