Private Equity Regulatory Attorney

Simon Compliance LLC; United States; On-site; USD 90,000 - 120,000; Full time

Benefits offered by this job

Competitive salary and benefits package

Collaborative work environment

Focus on professional development

Impactful work in compliance

Job summary

A boutique compliance consulting firm is seeking a Private Equity Regulatory Attorney to support compliance for financial services clients. Responsibilities include drafting policies, leading client calls, and assisting with regulatory filings. The ideal candidate has a Juris Doctor, 3+ years of relevant experience, and strong knowledge of the Advisers Act. This remote role offers opportunities for growth in a fast-paced environment.

Qualifications

• 3+ years of experience in the regulatory group at a law firm or compliance department.
• Strong knowledge of the Advisers Act.
• Ability to work independently in a fast-paced environment.

Responsibilities

• Lead client calls and draft compliance manuals.
• Assist with Form ADV Part 2A and 2B preparation.
• Prepare annual compliance reviews under Advisers Act.

Skills

Exceptional drafting

Analytical skills

Problem-solving

Attention to detail

Strong written and verbal communication skills

Organizational skills

Education

Juris Doctor

Job description

Job Title: Private Equity Regulatory Attorney

Location: Fully Remote – We are unable to hire in CA

Company: Simon Compliance LLC

Employment Type: Full-Time

About Simon Compliance LLC:

Simon Compliance is a boutique compliance consulting firm offering the best in consulting services. We specialize in partnering with financial services firms to foster a culture of compliance. We offer carefully considered advice and accessible, responsive service to create a customized, compliance solution. We work with over 100 private equity, real estate and venture capital clients across the country.

This role will work in an exciting, fast-paced and entrepreneurial environment and is an expansion of our growing team.

Job Summary:

We are seeking a diligent and detail-oriented Private Equity Regulatory Attorney to join our team. The Regulatory Attorney will play a crucial role in supporting the drafting and updating of policies and procedures at our clients, leading calls with clients, assisting with Form ADV Part 2 drafting and updates and assistance with annual compliance reviews. This role also offers the opportunity to expand into other areas of the firm. The ideal candidate will be a high-performer and have a strong understanding of the Advisers Act, excellent analytical skills, exceptional attention to detail, the ability to think critically and the ability to work independently.

Key Responsibilities:

• Participate and lead client calls
• Draft, update and proofread investment adviser compliance manuals and stand‑alone policies and procedures
• Assist with and prepare Form ADV Part 2A and 2B
• Prepare, draft and proofread annual reviews as developed under Advisers Act 206(4)‑7
• Prepare and lead client employee training decks
• Keep up with regulatory developments
• Assist with drafting Simon Compliance quarterly newsletter

Qualifications:

• Education: Juris Doctor from a reputable school.
• Experience: 3+ years of experience at a law firm in the regulatory group and/or in‑house at a private equity firm in the legal/compliance department.
• Knowledge: Strong knowledge of the Advisers Act.
• Skills: Exceptional drafting, analytical and problem‑solving skills; excellent attention to detail; commercial and thoughtful; and highly organized.
• Communication: Strong written and verbal communication skills; servant‑leader client service mentality.
• Entrepreneurial: Fast‑moving, growing consulting firm requires different skill‑sets than in‑house.

Why Join Simon Compliance LLC?

• Opportunity to work with the top‑tier, boutique regulatory compliance firm.
• Join a dynamic and growing company.
• Collaborative work environment with a focus on professional development.
• Chance to make a meaningful impact by helping organizations maintain compliance and reduce risk.
• Competitive salary and benefits package.

How to Apply:

Resumes must be uploaded in PDF format. Resumes uploaded as Word documents will not be considered.

Please email resumes to [e-mail].

The duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position. Assignments, duties, and responsibilities may be changed at any time, with or without notice, by the company in its sole discretion.

Simon Compliance offers a competitive benefits package.