Private Client Operations & Relationship Associate

J.P. Morgan; New York (NY); On-site; USD 60,000 - 80,000; Full time

Benefits offered by this job

Comprehensive health care

On-site wellness centers

Retirement savings plan

Tuition reimbursement

Financial coaching

Job summary

A global financial services firm is seeking a Private Client Investment Associate in New York City. This role requires delivering exceptional service to Private Client Advisors by managing operational requests and fostering client relationships. Candidates must obtain necessary licenses including Series 7 and Series 66 within specific timeframes. Additional responsibilities include participating in Risk Management and ensuring compliance. The position offers a competitive rewards package and a commitment to diversity and inclusion.

Qualifications

• Valid and active Series 7 license required within 120 days of employment.
• Active Securities Industry Essential (SIE) exam if registered after October 1, 2018.
• Series 66 and Life and Health Insurance license must be obtained within 120 days.

Responsibilities

• Support Advisors' operational requests like account opening and investment trades.
• Build and maintain client relationships, resolving issues and providing information.
• Engage in Risk Management, including Know Your Customer procedures.

Skills

Series 7 license

Securities Industry Essential (SIE) exam

Series 66 (63/65)

Life and Health Insurance license

Job description

A global financial services firm is seeking a Private Client Investment Associate in New York City. This role requires delivering exceptional service to Private Client Advisors by managing operational requests and fostering client relationships. Candidates must obtain necessary licenses including Series 7 and Series 66 within specific timeframes. Additional responsibilities include participating in Risk Management and ensuring compliance. The position offers a competitive rewards package and a commitment to diversity and inclusion.