Private Client Investment Advisor II - Melville, NY

TD Bank Group; Melville (NY); On-site; USD 124,000 - 186,000; Full time

Job summary

TD Bank Group is seeking a Private Client Investment Advisor II in Melville, NY. You will collaborate with Relationship Managers to deliver sophisticated investment solutions to high-net-worth clients and manage portfolios aligned with client objectives.

A strong track record in asset allocation, portfolio construction, and client servicing is essential. The role requires relevant licenses (Series 7/63/65/66) and licenses in Life & Health, with CFA/CFP preferred.

Qualifications

• Requires 4-year degree; MBA preferred for advancement.
• 10+ years in financial services production capacity is typical.
• Valid securities licenses: Series 7, 63 + 65 or 66; Life & Health licenses needed.

Responsibilities

• Partner with Relationship Manager to deliver comprehensive investment services to high-net-worth clients.
• Apply advanced investment knowledge to develop and implement client portfolios.
• Review Investment Policy Statements and Wealth Plans for each client relationship.
• Monitor portfolios and adjust asset allocation to meet objectives and risk tolerance.
• Refer investment-only clients to Relationship Manager to grow banking and lending opportunities.

Skills

Relationship management

Investment product knowledge

Client service

Sales goals

Financial analysis

Education

Bachelor's degree

MBA preferred

Tools

Salesforce

Job description

## Private Client Investment Advisor II - Melville, NYApply: Onsite: Melville, New York: New York, New York: Full time: Posted Today: End Date: November 16, 2026 (19 days left to apply): R\\_1515944**Work Location:**Melville, New York, United States of America**Hours:**40**Pay Details:**$124,280 - $186,160 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.**Line of Business:**TD Wealth**Job Description:**The Private Client Investment Advisor II partners with Relationship Manager to provide comprehensive investment services including sophisticated investment products to HNW clients. The Investment Advisor will utilize their technical investment expertise to provide comprehensive investment services and solutions to meet the needs of clients.**Depth & Scope:*** Demonstrates a commitment to being customer-centric by ensuring a legendary service is provided during every customer interaction to maximize retention and growth* Extensive track record for managed account solutions book of business. (i.e., fiduciary vs. suitability)* Partners closely with Private Client Relationship Managers to ascertain potential investment needs of TD Wealth clients to increase wallet share* May work with more complex clients* Partners with Private Client Relationship Managers in support of securing new clients with potential investment needs* May act as primary point of contact for legacy client relationships (i.e., Advisors legacy book of business)* Contributes individually, as a team member and as a mentor to more junior staff, to ensure strong performance, collaboration and enthusiasm that set TD Wealth Private Client apart from our competitors* Using TD Wealth's comprehensive tool set, works with clients to develop and define their investment strategy* Implements investment objectives and strategies for client base* Provides support and information to all TD Wealth team members and partners with respect to investment products* Uses advanced knowledge of Investment Products and concepts to proactively introduce new investment ideas and solutions to enhance the client's portfolio* Monitors client portfolios and recommends / implements changes as necessary* Annually reviews fees and asset mix for each relationship* Ensures completion and consistent review of an Investment Policy Statement and Individual Wealth Plan for each relationship* Accountable for positive net growth in assets under management* Accountable for referring Investment only clients to Relationship Manager to increase banking and lending product sales* Uses expense budget appropriately to support Client and business activities* Records Client correspondence, communications, meetings and sales activity in SalesForce.com as appropriate* Ensures proper administration of Client accounts and coordination of services in compliance with Company policies and applicable laws and regulations* Ensures all new relationships are following proper account acceptance guidelines* Ensures that all client books conform to all legal and regulatory requirements and guidelines associated with FINRA, SEC and TD Bank* Ensures only approved products and services are sold to HNW clients in conjunction with Regulatory, Firm and division policies* Represents TD Wealth to the general public in a professional manner* Be involved in your community and support TDBG charity and community initiatives* Responsible for fostering and contributing to a positive and constructive work environment with a focus on supporting the overall Wealth team.* Provides Guidance to junior staff **Education & Experience:*** 4-year degree required, MBA or advanced degree preferred* Preferred a minimum of 10+ Years financial services experience in a production capacity (i.e., track record for meeting sales goals) required* Valid Series 7, 63 + 65 or 66* Valid and active Life & Health insurance licenses* Certified Financial Planner (CFP), preferred* CIMA, CAIA or CFA designation preferred* 5+ years' experience in asset allocation and portfolio construction preferred* Consultative investment sales experience* Ensures all Continuing Education requirements are attained* In-depth knowledge of investment concepts, industry and practices, including understanding of domestic and international financial markets and related legal and regulatory guidelines* Advanced ability to understand the clients investment goals and objectives and develop a diversified investment plan and strategy* Extensive Client management skills and experience, with proven ability to build and maintain strong and productive working relationships* Strong financial analysis and general analytical ability, including understanding and experience with investment concepts* Understanding and experience with sophisticated concepts in general taxation and personal financial planning* Systematic, integrated and critical thinker with flexibility and ability to think out of the box to provide solutions to meet a variety of business/market needs* Superior communication skills, both verbal and written* Supervisory ability* Strong execution skills and action oriented* Must have experience working within a highly collaborative team environment**OCC Language:*** This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA* Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to *investigate* the good character, business reputation, qualifications and experience of an applicant for registration *before* applying to register the applicant with FINRA and filing the applicant's Form U4 with the CRD, and before representing on the applicant's Form U4 that it has conducted this investigation and verified the accuracy and completeness of the information contained in the applicant's Form U4; and the Firm's obligation to *verify* the accuracy and completeness of the information contained on the applicant’s Form U4, no later than 30 calendar days after the Form U4 is filed with FINRA* Satisfactory results on a criminal background check, credit report check, civil litigation search, and regulatory agency or self-regulatory organization enforcement action search, and statements/certification from job applicant regarding administrative, civil, and/or criminal findings by any government agency/authority or self-regulatory organization, are required by federal law for this position **Physical Requirements:**Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%* Domestic Travel – Occasional* International Travel – Never* Performing sedentary work – Continuous* Performing multiple tasks – Continuous* Operating standard office equipment - Continuous* Responding quickly to sounds – Occasional* Sitting – Continuous* Standing – Occasional* Walking – Occasional* Moving safely in confined spaces – Occasional* Lifting/Carrying (under 25 lbs.) – Occasional* Lifting/Carrying (over 25 lbs.) – Never* Squatting – Occasional* Bending – Occasional* Kneeling – Never* Crawling – Never* Climbing – Never* Reaching overhead – Never* Reaching forward – Occasional* Pushing – Never* Pulling – Never* Twisting – Never* Concentrating for long periods of time – Continuous* Applying common sense to deal with problems involving standardized situations – Continuous* Reading, writing and comprehending instructions – Continuous* Adding, subtracting, multiplying and dividing – Continuous The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.