Portfolio Compliance

Arrowstreet Capital, Limited Partnership; Boston (MA); Sur place; USD 90 000 - 275 000; Plein temps

Résumé du poste

Arrowstreet Capital is a Boston-based systematic investment firm seeking a Portfolio Compliance professional with a strong automation mindset. You will negotiate, interpret and monitor investment guidelines, supporting equity and derivative strategies across global markets.

You will contribute to automation efforts, oversee compliance analyses, and collaborate cross-functionally to drive efficient workflows while adapting to regulatory changes and client requirements.

Qualifications

• 5-7 years in asset management, with 3+ years in portfolio guideline compliance.
• Experience contributing to automation initiatives.
• Knowledge of equity and derivative instruments.
• Thrives in a dynamic, fast-paced environment with tight deadlines.
• Self-starter who works independently and strategically.
• Interest in using technology and AI to drive innovation and efficiency.
• Strong analytical and organizational skills.
• Excellent cross-team collaboration and communication.

Responsabilités

• Evaluate proposed trades for compliance with client contracts, memorandums, and regulations.
• Oversee daily review and analysis of portfolio compliance alerts and reports.
• Lead portfolio rebalance session reviews and related analyses.
• Ensure proper setup of client guidelines within the compliance system.
• Identify, test and implement systematic enhancements to workflows.
• Collaborate across teams to support new investment initiatives and regulatory changes, including automation.
• Analyze client guidelines to support new portfolio management initiatives.
• Oversee junior team members with inquiries related to daily tasks.

Connaissances

Automation

Equities

Derivatives

Fast-paced

Self-starter

AI interest

Collaboration

Outils

Automation tools

Compliance systems

Data analysis

Description du poste

Job Overview

The Portfolio Compliance team is responsible for negotiating, establishing, interpreting and monitoring investment guidelines and the associated complex trading rules that are applicable to the firm and its clients. The team partners with our portfolio management and investment services teams to support new investment initiatives across the firm’s global equity and derivative trading strategies and across developed, emerging and frontier markets. The Portfolio Compliance team also works closely with the firm’s regulatory compliance, legal, and client relationship teams on regulatory and contractual matters relating to trading activities.

Job Overview

The Portfolio Compliance team is responsible for negotiating, establishing, interpreting and monitoring investment guidelines and the associated complex trading rules that are applicable to the firm and its clients. The team partners with our portfolio management and investment services teams to support new investment initiatives across the firm’s global equity and derivative trading strategies and across developed, emerging and frontier markets. The Portfolio Compliance team also works closely with the firm’s regulatory compliance, legal, and client relationship teams on regulatory and contractual matters relating to trading activities. We are seeking an experienced professional with an interest in automation and technology-enabled solutions to contribute to our team. The position will provide an individual with opportunities to apply their experience and analytical skills to a wide variety of projects and technological enhancements.

Responsibilities

• Evaluate proposed trades for compliance with applicable investment guidelines set forth by client contracts, offering memorandums and applicable regulations.


• Oversee the daily review and analysis of portfolio compliance alerts and warning reports.


• Contribute to and help lead portfolio rebalance session reviews.


• Ensure the proper set-up of client guidelines and client restrictions within the compliance system.


• Initiate and lead efforts to identify, test and implement systematic enhancements to existing workflows.


• Collaborate with team members and cross-functionally to support new investment initiatives and compliance with regulatory changes including developing, testing and implementing automated solutions to address new operational requirements.


• Analyze client guidelines and restrictions in support of new portfolio management initiatives.


• Oversee junior team members with inquiries related to daily tasks.

Qualifications

• 5-7 years of experience in the asset management industry, preferably at an established investment manager and preferably with at least 3 years of experience in portfolio guideline compliance


• Experience contributing to automation initiatives


• Working knowledge of equity and derivative instruments


• Ablity to thrive in a dynamic, fast-paced environment and prioritize under tight deadlines


• self-starter that works independently and proactively, thinking both strategically and tactically


• Has a keen interest in the use of technology to drive innovation and efficiency, including via AI tools and capabilities


• Experience contributing to automation initiatives and AI-enable technology solutions


• Strong analytical and organizational skills


• Effectively collaborates across teams/functions


• Excellent communication skills – oral and written

The base salary range for this position is $90,000 - $275,000 per year.

Arrowstreet Capital operates a robust talent acquisition program, and we also seek to compensate and reward our employees competitively within our industry and in line with our merit-based culture. Our approach to total compensation includes base salaries and annual discretionary bonuses, as well as a robust benefits package. The determination of a successful candidate’s base salary placement within the listed range will vary based on the candidate’s relevant experience and qualifications (which may also include relevant certifications, credentials and other education), the job responsibilities and scope, the commensurate resulting level of the position and other relevant factors. The listed range is also an estimate, and additional information regarding base salary and other elements of total compensation offered by Arrowstreet Capital to successful applicants will be communicated during the recruitment process.

Arrowstreet Capital is a Boston-based systematic investment firm that manages global equity portfolios for institutional investors around the world.

All qualified applicants will receive consideration for employment without regard to sex, race, color, religion, national origin, ancestry, genetic information, age, pregnancy, medical condition, disability, veteran or military status, marital status or any other characteristic protected by federal, state, or local law.

Arrowstreet Capital is committed to working with and providing reasonable accommodations for qualified individuals with disabilities and disabled veterans. If you need a reasonable accommodation for any part of the employment process due to a disability, contact us to discuss the nature of your request and contact information.