Operations and Compliance Analyst

Procom

Lone Tree (CO)

Hybrid

USD 70,000 - 90,000

Full time

6 days ago
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Job summary

Procom seeks an Operational Risk/Regulatory Analyst - Mid-Level for a 12-month contract. This hybrid role offers 4 days onsite at the Lone Tree, Colorado office or Omaha, Nebraska, supporting the Wealth and Advise Solutions team with data management and regulatory compliance.

The role focuses on daily operational processes, reconciliation, and reporting. Candidates should demonstrate meticulous data handling, strong communication, and the ability to thrive in a fast-paced environment.

Qualifications

  • Data management experience.
  • Microsoft Office Suite proficiency.
  • Excellent attention to detail and analytical skills.
  • Self-starter attitude with initiative.
  • Ability to handle authority and responsibility.
  • Experience in a fast-paced environment and strong communication.

Responsibilities

  • Process BAU workflow as directed by senior manager including data entry, recordkeeping, review and validation.
  • Track daily activities and report to senior manager.
  • Conduct daily reconciliation of operational workflows.
  • Perform additional business operational tasks as assigned by senior manager.

Skills

Data Management
Microsoft Office
Attention to detail
Self-starter
Authority handling
Strong communication

Job description

Operational Risk/Regulatory Analyst - Mid-Level:On behalf of our Financial services client, Procom is searching for an Operational Risk/Regulatory Analyst - Mid-Level for a 12-month contract role. This position is a hybrid position with 4 days onsite at our client’s Lone Tree, Colorado 80124 office or Omaha, NE 68154 office.Operational Risk/Regulatory Analyst - Mid-Level - Job Description:This role involves providing operational risk management support within the Product - Wealth and Advise Solutions team. The analyst will engage in daily operational processes, ensuring accuracy and compliance with regulatory standards. The focus is on maintaining seamless business operations through effective data management and reconciliation tasks.Operational Risk/Regulatory Analyst - Mid-Level - Responsibilities:• Process business-as-usual workflow as assigned by senior manager, including data entry, recordkeeping, review, and validation work.• Track daily activities and stats, and report to senior manager.• Conduct daily reconciliation of operational workflows.• Perform other business operational tasks as identified and delegated by senior manager.Operational Risk/Regulatory Analyst - Mid-Level - Mandatory Skills:• Data Management experience• Microsoft Office Suite experience• Attention to detail / Analytical skills• Self-starter attitude• Ability to handle authority• Experience working in a fast-paced environment• Strong communication skillsOperational Risk/Regulatory Analyst - Mid-Level – Nice-to-Have Skills:• Financial/Banking experience• Teamwork• Problem-solving skills• Accessible approach to workOperational Risk/Regulatory Analyst - Mid-Level – Assignment Length:This is a 12-month contract position.Operational Risk/Regulatory Analyst - Mid-Level - Start Date:ASAPOperational Risk/Regulatory Analyst - Mid-Level - Assignment Location:Lone Tree, Colorado 80124 or Omaha, NE, 68154 United States. This is a hybrid role requiring 4 days in the office.
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