New Grad Summer 2027 - Financial Service Professional (Tempe)

LPL Financial; Tempe (AZ); On-site; USD 32,000 - 53,000; Full time

Benefits offered by this job

401K matching

Health benefits

Paid time off

Employee stock options

Job summary

LPL Financial is seeking a Financial Service Professional in Tempe, AZ. You will support advisors and their investors, handling inquiries, processing transactions, and delivering exceptional client service after completing a comprehensive training program that includes SIE preparation.

The role requires a 4–5 month in-person training period, full-time commitment, and the ability to work 8 AM–8 PM EST on weekdays.

Qualifications

• Bachelor’s degree or equivalent education and experience.
• Securities Industry Essentials (SIE) license required within 60 days of employment.
• Graduation timeframe between December 2025 and May 2027.
• 0–2 years in a client-facing, service-oriented role.
• Ability to work scheduled shifts between 8 AM – 8 PM EST, Monday–Friday.
• Full-time, in-person training for approximately 4–5 months.

Responsibilities

• Serve as the first point of contact for Advisors and Investors, handling 25–30 inbound contacts daily.
• Deliver world-class service and embody client-centric values with every interaction.
• Resolve issues in real-time through critical thinking to ensure client satisfaction.
• Research and navigate databases to provide accurate solutions.
• Collaborate with internal teams to ensure efficient, effective resolutions.

Skills

Empathy

Problem solving

Attention to detail

Verbal communication

Written communication

Ownership

Education

Bachelor's degree

Job description

Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Job Overview: As a Financial Service Professional at LPL Financial, you will provide exceptional service to our advisors and their investors. This role combines client interaction, problem-solving, and collaboration, offering a gateway to a rewarding career in financial services. This role begins with a comprehensive training program, including the first 30 days focused on Securities Industry Essential (SIE) exam preparation, and then transitions into a dynamic, client-facing position.

Responsibilities

• Upon graduation from training, you will be onboarded to a team where together you serve as the first point of contact for our Advisors and their Investors, taking 25-30 inbound contacts daily, handling everything from simple account inquiries to supporting complex financial transactions.
• World-Class Service: You'll have the opportunity to deliver stellar experiences with each interaction, embodying our client-centric values.
• Problem Solve & Advise: Utilize your critical thinking to resolve issues in real-time, ensuring client satisfaction and fostering strong relationships.
• Research & Navigate: Conduct detailed research and navigate various databases to provide accurate solutions for our clients.
• Collaborate & Innovate: Work collaboratively with internal teams to ensure efficient and effective resolutions, emphasizing a team-oriented approach.

Requirements

• Bachelor’s degree or equivalent education and experience.
• Securities Industry Essentials (SIE) license required within 60 days of employment.
• Graduation timeframe between December 2025 and May 2027.
• 0-2 years in a client-facing, service-oriented role.
• Ability to work scheduled shifts between 8 AM - 8 PM EST, Monday-Friday
• This position requires full-time, in-person training for approximately 4-5 months.
• You will be responsible for obtaining and providing to LPL the required I-9 documentation as part of our onboarding process.
• Positions offered are for full-time work at 40 hours per week.
• Please consult your Designated School Official to confirm your eligibility with your school ability prior to applying.

Core Competencies

• High empathy and passion for helping people.
• Strong problem-solving and critical thinking skills.
• Attention to detail and ability to navigate multiple systems.
• Exceptional verbal and written communication skills.
• Initiative-taking attitude with a strong sense of ownership.

Early Priority Application Dates

This role follows a priority application approach. Candidates who apply by this date will receive priority consideration, and we anticipate that most hiring decisions will be made following the final Fall priority application date. Candidates are encouraged to apply early, as applications will be reviewed on a rolling basis. Early Priority Application Date: September 21 at 11:59 PM EST Final Fall Priority Application Date: October 19 at 11:59 PM EST

Disclaimer for International Students

At this time, for our early career program positions, we’re unable to consider candidates who require sponsorship now or in the future. For other positions, within LPL it will depend on the specific position.

Pay Range

Pay Range: $23.18-$38.63/hour Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.

Company Overview

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com. At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. For further information about LPL, please visit www.lpl.com. Join the LPL team and help us make a difference by turning life’s aspirations into financial realities.

EOE

EOE.

Information on Interviews

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card. Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at [phone].

EAC 5.19.26 LPL Financial is the nation’s largest independent broker-dealer.* Our company is widely known for its financial strength, exceptional service, and favorable industry reputation among financial professionals. To understand who we are, it’s important to know our core belief: financial guidance is a fundamental need for everyone.