Markets Audit Leader: Structured Products & Risk Controls

Selby Jennings; Dallas (TX); On-site; USD 140,000 - 190,000; Full time

Job summary

Selby Jennings in Dallas, TX partners with a leading global financial institution to recruit an Audit Manager / Vice President for its Markets Internal Audit team. The role evaluates trading businesses, assesses risks and controls, and collaborates with Front Office, Middle Office and Product Control functions.

The ideal candidate has 7+ years in internal audit within financial services, proven leadership of audits from planning to reporting, and strong communication with senior stakeholders.

Qualifications

• 7+ years of Internal Audit within financial services.
• Experience auditing Markets businesses with exposure to Structured Products, Fixed Income, Credit, Derivatives, or Securitized Products.
• Ability to independently lead audit engagements from planning through reporting.
• Understanding of Front Office, Middle Office, and Product Control functions.
• Strong communication, presentation and stakeholder management skills.
• Experience working within a large banking environment.

Responsibilities

• Lead audits covering Structured Products and related Markets businesses
• Assess risks and controls across Front Office, Middle Office, and Product Control functions
• Identify control gaps and provide recommendations to improve the control environment
• Present audit findings and observations to business management and audit leadership
• Partner with stakeholders across Risk, Compliance, Finance, Operations, and the Front Office
• Support audit planning, issue validation, and ongoing risk assessments

Skills

Audit leadership

Stakeholder management

Risk assessment

Markets/Trading audits

Job description

Selby Jennings in Dallas, TX partners with a leading global financial institution to recruit an Audit Manager / Vice President for its Markets Internal Audit team. The role evaluates trading businesses, assesses risks and controls, and collaborates with Front Office, Middle Office and Product Control functions.

The ideal candidate has 7+ years in internal audit within financial services, proven leadership of audits from planning to reporting, and strong communication with senior stakeholders.