Marketing and Compliance

Confidential

New York (NY)

Hybrid

USD 89,544 - 110,208

Part time

14 days+
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Job summary

A major asset management firm in New York is seeking a Mid-Senior level Marketing Distribution specialist for a hybrid contract role. The ideal candidate will have 6-8 years of experience and strong knowledge of marketing regulations. Responsibilities include analyzing regulations, advising on marketing materials, and developing training sessions. This role offers a competitive pay range of $65/hr - $80/hr.

Responsibilities

  • 6 - 8 years of experience in Marketing Distribution.
  • Serve as a subject matter expert with respect to guidance under the Advisers Act.
  • Analyze rules and regulations to assess the commercial impact on the businesses covered.
  • Review and advise on marketing materials.
  • Partner with Legal & Compliance colleagues on the launch of new PMG products and strategies.
  • Develop educational materials and deliver trainings.
  • Participate on working groups to support PMG initiatives.
  • Work closely with global colleagues to ensure cooperation.

Skills

Strong knowledge of asset management business
Knowledge of Marketing and Distribution regulations
Strong analytical skills
Strong written and oral communication skills
High standard of accuracy and excellent attention to detail
Ability to prioritize workloads, multi-task and adhere to deadlines
Excellent organizational and project management skills
Collaborative team player

Education

Bachelor’s Degree

Job description

This range is provided by Confidential. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$65.00/hr - $80.00/hr

Recruiting for and managing top notch accounts

This is a contract role for a major asset management firm. It is hybrid in NYC.

Duties
  • 6 - 8 years of experience in Marketing Distribution
  • Serve as a subject matter expert with respect to guidance under the Advisers Act, including the SEC Marketing Rule and other rules and regulations related to marketing and investor communications
  • Analyze rules and regulations, including regulatory developments, to assess the commercial impact on the businesses covered
  • Review and advise on marketing materials for Portfolio Management Group teams helping to assess regulatory and business risk
  • Partner with Legal & Compliance colleagues, and business partners on the launch and development of new PMG products and strategies
  • Develop educational materials and deliver trainings for business partners with respect to marketing and fundraising regulations with a focus on PMG funds and strategies
  • Participate on working groups with internal stakeholders to support PMG initiatives
  • Work closely with global colleagues to help develop and ensure consistency of policies and procedures
Skills
  • Strong knowledge of asset management business
  • Knowledge of Marketing and Distribution regulations
  • Strong analytical skills
  • Strong written and oral communication skills
  • High standard of accuracy and excellent attention to detail
  • Ability to prioritize workloads, multi‑task and adhere to deadlines
  • Excellent organizational and project management skills
  • Collaborative team player, ability to work on team projects
Education

Bachelor’s Degree

Seniority level

Mid‑Senior level

Employment type

Temporary

Job function

Marketing

Industries

Financial Services, Banking, and Investment Management

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