Managing Director, Americas Compliance & Global Marketing

Blue Owl Capital Holdings LLC

Short Hills (NJ)

On-site

USD 250,000 - 275,000

Full time

14 days+

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Benefits offered by this job

Discretionary bonus

Job summary

Blue Owl Capital Holdings LLC seeks an experienced Managing Director of Compliance to oversee broker-dealer and global marketing compliance, reporting to the Head of Distribution Compliance/CCO. The role leads a team and provides regulatory guidance across North America and Latin America, ensuring adherence to FINRA and SEC rules while supporting growth.

The successful candidate will drive proactive risk assessment, governance of compliance programs, and collaboration with distributed teams to

Qualifications

12–15 years of FINRA broker-dealer compliance experience.
Experience supporting marketing and distribution compliance for institutional and private wealth.
Strong knowledge of securities laws applicable to FINRA members and SEC-registered advisors.
Ability to leverage AI as a tool to drive efficiency.
Detail-oriented with strong prioritization and team-development skills.

Responsibilities

Oversee broker-dealer compliance team including policies, filings, training, testing and strategic initiatives.
Oversee distribution activities across North America and Latin America, including regulatory registrations and private launches.
Oversee global marketing review, ensuring compliance with SEC Marketing Rule and FINRA standards; coordinate with regional compliance leads.