Manager, FAC Risk and Control (FRC)

Prudential Annuities Distributors (PAD); Newark (NJ); Hybrid; USD 115,000 - 189,000; Full time

Benefits offered by this job

401(k) company match

Pension plan

Medical, dental, vision insurance

Wellness program stipend

Education benefit program

Employee stock purchase plan

Job summary

Prudential Annuities Distributors (PAD) is seeking a strategic manager to oversee financial reporting controls and help drive transformation within Prudential's risk and control landscape. You will ensure robust SOX and MAR control design and operation across PGIM, partnering with Internal Audit and external auditors to deliver excellence.

The role emphasizes collaboration, strong writing and influencing skills, and the ability to lead changes in a complex global environment.

Qualifications

• Experience evaluating risks and controls (design & operating).
• Knowledge of SOX and MAR requirements & close processes.
• Ability to manage multiple priorities and communicate with stakeholders.

Responsibilities

• Act as main contact to support PGIM’s SOX and MAR controls across the organization.
• Assist in identifying, designing, and testing controls for new initiatives and transformations.
• Coordinate with Internal Audit, Operational Risk & Compliance, and PwC for alignment and execution.

Skills

SOX controls

MAR controls

Risk management

Regulatory compliance

Stakeholder management

Communication

CPA designation

Microsoft CoPilot

Education

CPA designation preferred

Tools

Microsoft CoPilot

Job description

Job Classification: Finance & Accounting - Finance & Accounting At Prudential, we believe talent is key to achieving our vision. When you join our team, you’ll unlock a motivating and impactful career—growing your skills and advancing your profession within one of the world’s leading financial services institutions. We are seeking a strategic, collaborative, and forward-thinking leader for this critical manager role in the FRC team. This position provides support for the oversight of SOX and MAR controls inclusive of those that span across Prudential Global Investment Management (PGIM). You will also provide support for ongoing transformations, change leadership, and continuous improvement in Prudential’s evolving risk and control landscape with respect to internal controls over financial reporting. Additionally, you will also help foster a culture of trust, inclusion, and continuous improvement, aligned with Prudential’s core values. The current EWA for this position is Hybrid and requires your on-site presence 3 days per week. Your manager will provide additional details relative to days you are expected to be on-site.

What you'll do:

Main contact to provide support for PGIM’s extensive number of SOX and MAR controls. Support financial reporting control efforts by assisting in the identification, design and testing of key controls for new and evolving strategic initiatives, ensuring robust risk management and regulatory compliance throughout transformation. Assist in identifying and developing control issues as they arise, analyzing root causes, and partnering with management to design and implement meaningful actions that address underlying problems, ensuring control design is adequate and enhanced controls are operating effectively. Coordinate extensively with Prudential’s control partners, including Internal Audit, PGIM’s Operational Risk and Compliance teams, and the Company’s external auditor, PwC, to ensure alignment, transparency, and effective execution of risk and control initiatives. Serve as a trusted advisor and partner across the enterprise, fostering stakeholder relationships and upholding Prudential’s standards of integrity.

What you'll need:

Experience in evaluating risks and controls (both design and operating effectiveness), including an understanding of SOX and MAR requirements Determining scope and recommending coverage Becoming resident expert in internal controls over financial reporting Knowledge of Prudential’s PGIM businesses and operations Knowledge of PGIM’s financial reporting close processes Works independently and delivers high quality outputs Strong stakeholder management, influencing, and communication skills Demonstrated success in achieving long-term goals while managing short-term challenges Ability to manage multiple priorities and deliver results in a challenging environment Manage/oversight of cosourcing resources Clear and effective writing skills Uses strong influencing skills to achieve objectives CPA designation strongly preferred Knowledge of Microsoft CoPilot

What we offer you:

Prudential is required by state specific laws to include the salary range for this role when hiring a resident in applicable locations. The salary range for this role is from $114,500.00 to $188,900.00. Specific pricing for the role may vary within the above range based on many factors including geographic location, candidate experience, and skills. Market competitive base salaries, with a yearly bonus potential at every level. Medical, dental, vision, life insurance, disability insurance, Paid Time Off (PTO), and leave of absences, such as parental and military leave. 401(k) plan with company match (up to 4%). Company-funded pension plan. Wellness Programs including up to $1,600 a year for reimbursement of items purchased to support personal wellbeing needs. Work/Life Resources to help support topics such as parenting, housing, senior care, finances, pets, legal matters, education, emotional and mental health, and career development. Education Benefit to help finance traditional college enrollment toward obtaining an approved degree and many accredited certificate programs. Employee Stock Purchase Plan: Shares can be purchased at 85% of the lower of two prices (Beginning or End of the purchase period). Eligibility to participate in a discretionary annual incentive program is subject to the rules governing the program, whereby an award, if any, depends on various factors including, without limitation, individual and organizational performance. To find out more about our Total Rewards package, visit Work Life Balance | Prudential Careers. Some of the above benefits may not apply to part-time employees scheduled to work less than 20 hours per week.

Prudential Financial, Inc. of the United States is not affiliated with Prudential plc. which is headquartered in the United Kingdom. Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, ancestry, sex, sexual orientation, gender identity, national origin, genetics, disability, marital status, age, veteran status, domestic partner status, medical condition or any other characteristic protected by law. Prudential Financial, Inc. (NYSE: PRU), a global financial services leader and premier active global investment manager with approximately $1.4 trillion in assets under management as of Dec. 31, 2023, has operations in the United States, Asia, Europe, and Latin America. Prudential’s diverse and talented employees help make lives better and create financial opportunity for more people by expanding access to investing, insurance, and retirement security. Prudential’s iconic Rock symbol has stood for strength, stability, expertise and innovation for 150 years. For more information please visit news.prudential.com. Our Commitment to an Inclusive Workplace Prudential Financial, Inc. serves its customers in more than 40 countries and territories, and we seek talented, creative individuals from a variety of backgrounds, worldviews, and life circumstances to work with us. We are focused on creating a fully inclusive culture, where all employees feel comfortable bringing their authentic selves to work. We don't just accept difference—we celebrate it, support it, and thrive on it. At Prudential, employees have a unique opportunity to build their career path by owning their development, their career, and their future. We encourage employees to hone their skills and explore continued opportunities within Prudential. PGIM, the global asset management business of Prudential Financial, Inc. (NYSE: PRU), is a global investment manager with US $1.3 trillion in assets under management as of Dec. 31, 2023. With offices in 18 countries, PGIM’s businesses offer a range of investment solutions for retail and institutional investors around the world across a broad range of asset classes, including public fixed income, private fixed income, fundamental equity, quantitative equity, real estate, and alternatives. For more information about PGIM, visit pgim.com. Prudential Financial, Inc. (PFI) of the United States is not affiliated in any manner with Prudential plc, incorporated in the United Kingdom, or with Prudential Assurance Company, a subsidiary of M&G plc, incorporated in the United Kingdom. For more information please visit news.prudential.com. PGIM Inc. (PGIM) is the principal asset management business of Prudential Financial, Inc. (PFI), a company incorporated and with its principal place of business in the United States. PFI of the United States is not affiliated in any manner with Prudential plc, incorporated in the United Kingdom or with Prudential Assurance Company, a subsidiary of M&G plc, incorporated in the United Kingdom. Our Commitment to an Inclusive Workplace Prudential Financial, Inc. serves its customers in more than 40 countries and territories, and we seek talented, creative individuals from a variety of backgrounds, worldviews, and life circumstances to work with us. We are focused on creating a fully inclusive culture, where all employees feel comfortable bringing their authentic selves to work. We don't just accept difference—we celebrate it, support it, and thrive on it. At Prudential, employees have a unique opportunity to build their career path by owning their development, their career, and their future. We encourage employees to hone their skills and explore continued opportunities within Prudential.