Manager, Derivatives Compliance

Coinbase; Northern (KY); Hybrid; USD 180,000 - 211,000; Full time

Job summary

Coinbase, a remote-first company, is seeking a Manager, Derivatives Compliance. You’ll serve as the second‑in‑command of the Market Regulation Department, helping shape the compliance posture for a highly regulated futures exchange and protect customers and licenses.

The role requires deep CFTC knowledge, experience with Parts 38–40, audits and investigations, and coordinating cross‑functional teams. You will apply regulatory guidance and leverage AI with human oversight to improve efficiency.

Qualifications

• 7+ years of experience providing compliance and regulatory support for CFTC‑registered DCMs or DCOs.
• Deep knowledge of CFTC Core Principles and Parts 38, 39, 40.
• Experience engaging with senior CFTC staff and regulators.

Responsibilities

• Own the day-to-day leadership of the Market Regulation Department as second‑in‑command.
• Oversee examinations, audits, and responses; coordinate with regulators and internal teams.
• Review escalated cases with trade surveillance; determine enforcement actions.
• Advise on Rulebook, Core Principles, and policy implementation across the organization.

Skills

CFTC Regulations

DCM/DCO Compliance

Regulatory Audits

Surveillance & Investigations

Regulatory Reporting

AI in Compliance

Cross-functional Leadership

Job description

Ready to do the most impactful work of your career? At Coinbase, we are uncompromising on our mission to increase economic freedom. The bar is high, the environment is intense, and we like it that way. This isn't a place for complacency, it’s a place to be pushed past your perceived limits. If you're ready to build the future of finance alongside people who refuse to settle for "good enough," you belong here. Coinbase is a remote-first, but not remote-only company. Expect to get together quarterly for intense in-person working sessions called “surges.” Learn more about working at Coinbase.

As the Manager, Derivatives Compliance, you'll serve as the second-in-command of the Market Regulation Department for Coinbase's CFTC-registered designated contract market. Working closely with CDE's Chief Regulatory Officer, you'll help ensure CDE impartially and effectively meets its obligations as a highly regulated futures exchange and self-regulatory organization, directly shaping the compliance and regulatory posture that protects our customers and our licenses.

What you'll do:

• Own the day-to-day leadership of CDE's Market Regulation Department as second-in-command, providing continuity and decision‑making in the Chief Regulatory Officer's absence
• Drive CDE's compliance posture across all applicable CFTC regulatory requirements including, but not limited to, Part 38, 39, 40 of the Commodity Exchange Act, identifying gaps and implementing corrective actions
• Lead the management of internal and external examinations and audits, coordinating responses and ensuring timely resolution of findings
• Partner with CDE trade surveillance personnel to review escalated cases, assess potential rulebook violations, and determine appropriate enforcement actions
• Strengthen cross‑functional alignment by advising CDE personnel and partner teams on DCM Core Principles, CFTC regulations, and CDE's rulebook and policies

Required Skills and Experience:

• 7+ years of experience providing compliance and regulatory support for CFTC‑registered designated contract markets (DCMs) or derivatives clearing organizations (DCOs)
• Demonstrated hands‑on experience interpreting and applying CFTC Parts 38, 39, and 40 in a DCM and/or DCO environment, with the ability to discuss specific regulatory requirements and their practical application to exchange operations, rulebook governance, and compliance programs.
• Demonstrated experience engaging directly with senior CFTC staff, including the Division of Market Oversight, Division of Clearing and Risk, and Market Participants Division
• Deep knowledge of CFTC Core Principles with proven ability to analyze and apply to ensure DCM maintains compliance with applicable regulations
• Strong grasp of market fundamentals, trading practices, investigative and surveillance techniques, sufficient to evaluate complex potential violations
• Proven ability to synthesize regulatory observations into clear written memoranda, reports, and information requests for stakeholders at all levels, including regulators
• Track record of managing multiple concurrent regulatory workstreams across cross‑functional stakeholders while maintaining quality and meeting deadlines
• Utilizes generative AI responsibly, maintaining human oversight to deliver business‑ready outputs and drive measurable improvements in workflow efficiency, cost, and quality.

P76977

#LI‑Remote

Pay Transparency Notice:

Base salary varies by location (see range below). Total compensation may also include equity and bonus eligibility, and benefits (medical, dental, vision, 401(k)).

Annual base salary range (excluding equity and bonus):

$179,520 — $211,200 USD

• Application Limit: Candidates may submit a maximum of 3 applications within a 6‑month period.
• Equal Opportunity Employer: Coinbase is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status, or genetic information. Applicants with criminal histories will be considered consistent with applicable federal, state, and local laws.
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