Licensed Client Services Associate – Financial Advisory

Raymond James; Washington (District of Columbia); Hybrid; USD 55,000 - 80,000; Full time

Benefits offered by this job

Benefits package

Medical, dental, and vision coverage

Retirement plan

Job summary

Raymond James in Washington, DC seeks a Registered Client Service Associate to support Financial Advisors and clients with high-touch service. You will onboard new clients, open accounts, and prepare materials for meetings.

The role requires strong communication, CRM/Excel proficiency, and 1+ year securities experience. SIE and Series 7 are required; Series 63/65/66 as needed. Competitive salary with benefits.

Qualifications

• HS diploma or equivalent; 1+ year securities industry experience preferred.
• SIE license required; Series 7 required; Series 63/65/66 as required by state.

Responsibilities

• Serves as first point of contact for a high volume of daily client interactions via phone, email, in-person, or virtual.
• Onboards new clients, opens accounts, researches client and security information in internal databases.
• Ensures client information and documentation are current with firm requirements and regulations.
• Processes transfers of assets and monitors cash awaiting investment; informs clients of opportunities.
• Prepares financial reports and materials for client meetings; inputs orders and rebalances portfolios.
• Maintains client records using CRM; supports marketing efforts and client events.

Skills

CRM software

Excel

Communication skills

Organizational skills

Securities industry knowledge

Problem solving

Time management

Education

High School Diploma

Tools

CRM software

Excel

Job description

Raymond James in Washington, DC seeks a Registered Client Service Associate to support Financial Advisors and clients with high-touch service. You will onboard new clients, open accounts, and prepare materials for meetings.

The role requires strong communication, CRM/Excel proficiency, and 1+ year securities experience. SIE and Series 7 are required; Series 63/65/66 as needed. Competitive salary with benefits.