Lead Analyst, ETP Qualifications

Cboe Global Markets; Overland Park (KS); Hybride; USD 111 000 - 143 000; Plein temps

Avantages offerts par ce poste

Competitive salary

Annual incentive potential

401(k) match

Résumé du poste

Cboe Global Markets, Inc. is seeking a Lead Analyst, ETF Qualifications, to safeguard the integrity of our ETF marketplace by reviewing listing applications and monitoring compliance.

You will collaborate with Listings, Legal, and technology teams to enhance processes and implement AI-enabled solutions. The role requires strong communication with senior leadership and issuers, a detail-oriented mindset, and the ability to manage multiple deadlines in a fast-paced environment.

Qualifications

• 5+ years of experience in a regulatory or compliance capacity within financial markets or a related industry.
• Bachelor’s degree required; advanced degree (e.g., JD, MBA) or securities certifications (e.g., Series 7) preferred.
• Working knowledge of ETFs, U.S. equity market structure, and exchange operations; familiarity with the Securities Exchange Act of 1934, SEC rule filings, and the Investment Company Act of 1940 preferred.
• Exceptional written and verbal communication skills, with the ability to engage credibly with senior leadership, issuers, and internal teams, including delivering deficiency findings clearly and professionally.
• Ability to deliver difficult messages clearly and professionally, including non-compliant findings to issuers.
• Strong analytical and problem-solving skills, with a high level of accuracy and attention to detail.
• Highly organized, with a proven ability to manage multiple deadlines and competing priorities in a fast-paced environment.
• Demonstrated curiosity and aptitude for identifying, developing, and adopting AI-enabled solutions that improve efficiency and effectiveness.
• Proficiency in Microsoft Excel and Word required and experience with Bloomberg preferred.
• Proven ability to lead initiatives, influence stakeholders, and drive process improvements.
• Collaborative approach to working with Listings, Legal, and technology teams

Responsabilités

• Evaluate ETF listing applications and existing listed securities to ensure full compliance with Cboe’s listing requirements, including discretionary risk factors.
• Perform market surveillance on listed securities to detect anomalous trading, assess material non-public information, and implement discretionary trading halts.
• Drive continuous process improvements to enhance efficiency and effectiveness, including identifying and developing AI-driven solutions.
• Stay apprised of new and novel ETF investment strategies.
• Travel: Less than 5%

Connaissances

Regulatory compliance experience

Analytical skills

Communication skills

Problem solving

Formation

Bachelor’s degree

Advanced degree or securities certifications (e.g., Series 7)

Outils

Microsoft Excel

Microsoft Word

Bloomberg

Description du poste

Job Description:

Building trusted markets - powered by our people

At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.

We’re building meaningful ways to support professional and personal development while strengthening the trust we’ve earned as a global market leader. Our teams are empowered to share ideas, actively pursue them and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to “go for it” and equip our managers with the training to coach their teams to the next level. We strive to provide employees a safe space to network, share ideas and create opportunities.

To support strong partnership and team connection, this role follows a four-day in-office work model.

Location Overview

Cboe Global Markets operates a key office in the Overland Park Xchange (OPx), located in Overland Park, Kansas, a bustling suburb of Kansas City. The OPx business park is strategically positioned to provide convenient access to the Kansas City metropolitan area, offering modern infrastructure and a collaborative environment ideal for the financial services and technology industries. This location benefits from proximity to major highways, making it easily accessible for employees.

The OPx site provides a balance of high-quality office space, advanced facilities, and an environment conducive to productivity and growth.

Role Overview

The Lead Analyst, ETP Qualifications helps safeguard the integrity of one of the world’s leading ETF marketplaces. As the go-to expert on Cboe’s listing standards, you’ll ensure every listed ETF qualifies prior to exchange listing and stays compliant over time. You’ll review listing applications, conduct periodic compliance checks, issue deficiency notifications, and monitor market activity using surveillance tools. You’ll also partner with Listings, Legal, and technology teams to improve our processes, including exploring how AI can make our work faster and smarter. If you’re a detail-driven, collaborative problem solver, join us and help set the standard for ETF listings.

Your responsibilities will be

• Evaluate ETF listing applications and existing listed securities to ensure full compliance with Cboe’s listing requirements, including discretionary risk factors
• Perform market surveillance on listed securities to detect anomalous trading, assess material non-public information, and implement discretionary trading halts
• Drive continuous process improvements to enhance efficiency and effectiveness, including identifying and developing AI-driven solutions
• Stay apprised of new and novel ETF investment strategies
• Travel: Less than 5%

The ideal candidate has

• 5+ years of experience in a regulatory or compliance capacity within financial markets or a related industry
• Bachelor’s degree required; advanced degree (e.g., JD, MBA) or securities certifications (e.g., Series 7) preferred
• Working knowledge of ETFs, U.S. equity market structure, and exchange operations; familiarity with the Securities Exchange Act of 1934, SEC rule filings, and the Investment Company Act of 1940 preferred
• Exceptional written and verbal communication skills, with the ability to engage credibly with senior leadership, issuers, and internal teams, including delivering deficiency findings clearly and professionally
• Ability to deliver difficult messages clearly and professionally, including non-compliant findings to issuers
• Strong analytical and problem-solving skills, with a high level of accuracy and attention to detail
• Highly organized, with a proven ability to manage multiple deadlines and competing priorities in a fast-paced environment
• Demonstrated curiosity and aptitude for identifying, developing, and adopting AI-enabled solutions that improve efficiency and effectiveness
• Proficiency in Microsoft Excel and Word required and experience with Bloomberg preferred
• Proven ability to lead initiatives, influence stakeholders, and drive process improvements
• Collaborative approach to working with Listings, Legal, and technology teams

Benefits and Perks of working for Cboe Global Markets

We value the total wellbeing of our people – including health, financial, personal and social wellness. We believe standard benefits like health insurance and fair pay are a given at any organization. Still, you should know we offer:

• Fair and competitive salary and incentive compensation packages with an upside for overachievement
• Generous paid time off, including vacation, personal days, sick days and annual community service days
• Health, dental and vision benefits, including access to telemedicine and mental health services
• 2:1 401(k) match, up to 8% match immediately upon hire
• Discounted Employee Stock Purchase Plan
• Tax Savings Accounts for health, dependent and transportation
• Employee referral bonus program
• Volunteer opportunities to help you give back to your communities

Some of our associates’ favorite benefits and perks include:

• Complimentary lunch, snacks and coffee in any Cboe office
• Paid Tuition assistance and education opportunities
• Generous charitable giving company match
• Paid parental leave and fertility benefits
• On-site gyms and discounts to other fitness centers

More About Cboe Global Markets

We’re reimagining the future of the workplace by focusing on what matters most, our people. Our journey is an inclusive one. We’re investing deeply in leadership programs and career development initiatives that ensure everyone has an equal chance to succeed.

We work with purpose, solving problems with ingenuity, collaboration, and a lot of passion. We’re an engaged and excited team connecting markets across borders and embracing growth in all its forms to achieve incredible outcomes.

Learn more about life at Cboe on our website and LinkedIn.

Equal Employment Opportunity

We’re proud to be an equal opportunity employer do not discriminate against any employee or applicant for employment based on any legally protected characteristic, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, genetic information, or Veteran status. We are committed to fostering a workplace where all individuals are valued and respected.

This position is not eligible for visa sponsorship. Candidates must be legally authorized to work in the United States without the need for employer sponsorship now or in the future.

Salary Ranges (applicable for US locations only)

At Cboe, we are committed to providing a competitive, transparent, and market-informed total rewards program. The anticipated base salary range for this role is $110,500-$143,000, with actual compensation determined by job-related factors such as skills, relevant experience, education, internal alignment, and location.

This role may also be eligible for annual incentive compensation and, where applicable, participation in Cboe’s long-term equity programs.

Additional information about Cboe’s total rewards program, including benefits and other compensation components, can be found here: Total Rewards at CBOE.

Any communication from Cboe regarding this position will only come from a Cboe recruiter who has a @cboe.com email or via LinkedIn Recruiter. Cboe does not use any other third party communication tools for recruiting purposes.