KYC Associate

Social Capital Resources; New York (NY); On-site; USD 70,000 - 110,000; Full time

Job summary

Social Capital Resources is seeking a permanent KYC Associate at a top-tier investment bank in Midtown Manhattan. You will ensure KYC documentation is accurate, serve as the primary contact for KYC, and coordinate with Sales, Bankers, RM, and clients to obtain missing materials.

Responsibilities include escalating AML risk issues with Compliance and performing thorough due diligence through public and internal research to support client profiles.

Qualifications

• Experience with KYC and AML processes.
• Ability to liaise with multiple stakeholders across the business and clients.
• Strong research and due diligence skills.

Responsibilities

• Ensure KYC docs in source systems are accurate and complete.
• Serve as single point of contact for KYC with the business and clients.
• Coordinate with Sales, Bankers, Relationship Managers and clients to obtain missing KYC docs.
• Escalate with Compliance complex AML/risk issues.
• Perform public and internal research to complete client due diligence.

Skills

KYC knowledge

AML research

Relationship management

Stakeholder liaison

Research

Education

Bachelor's degree

Tools

KYC systems

Job description

A top-tier Investment Bank in Midtown is looking for a permanent KYC Associate!

Responsibilities:

• Ensure KYC documentation added to the KYC source systems is accurate and complete
• Drive key relationships with the business and clients, including acting as Single Point of Contact for KYC
• Liaise with Sales, Bankers, Relationship Managers and client directly to acquire missing client KYC documentation
• Discuss and elevate with Compliance complex issues surrounding client types and structures, financial products and services, and other AML risk-related issues
• Perform public and internal research to complete due diligence on client KYC profiles