J.P. Morgan Wealth Management - Private Client Investment Associate - Woodside, NY

Security Capital Research; Woodside (NY); On-site; USD 100,000 - 130,000; Full time

Job summary

J.P. Morgan Chase is seeking a Private Client Investment Associate within Wealth Management to deliver client service and administrative support to Private Client Advisors. You will assist with wealth planning, referrals, and lead generation while upholding risk controls and client data standards.

The role involves processing client requests, maintaining relationships, and supporting account reviews. This position requires licensing and compliance credentials and offers exposure to a broad

Qualifications

• Provide client service and administrative support to Private Client Advisors.
• Assist in wealth planning, referrals, and lead generation.
• Maintain compliance and risk procedures (KYC, account reviews).

Responsibilities

• Support Advisors book of business by handling account openings, money movements and trades.
• Build and maintain client relationships through processing requests and resolving issues.
• Assist in relationship and account reviews; prepare performance reports and referrals.
• Engage in risk management and KYC procedures; participate in account reviews and inquiries.
• Support operational procedures and compliance requirements with required forms/docs.
• Prioritize daily work, track progress, and meet deadlines.
• Foster team culture and collaboration.

Skills

Client service

Operational support

Administrative support

Relationship building

Education

Series 7 license

SIE exam

Series 66 (63/65)

Life and Health Insurance license

Job description

At J.P. Morgan Chase, we have an enthusiasm for helping our clients, taking care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs.

As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service, operational marketing and administrative support to Private Client Advisors within Wealth Management.

Job responsibilities

• Support Advisors book of business including but not limited to facilitating accurately and timely operational requests such as account opening, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Required qualifications, capabilities, and skills

• A valid and active Series 7 license is required or may be obtained within a 120 day condition of employment
• If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment

INVESTMENT AND INSURANCE PRODUCTS ARE:

• NOT FDIC INSURED
• NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
• NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES
• SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED

Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, N.A. are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.