J.P. Morgan Wealth Management - Private Client Investment Associate - Wheaton, IL

JPMorgan Chase & Co.; Wheaton (IL); On-site; USD 60,000 - 90,000; Full time

Job summary

JPMorgan Chase & Co. seeks a Private Client Investment Associate to deliver superior client service and support Private Client Advisors with account openings, money movements, and investment trades.

You will assist in client relationship building, account reviews, and wealth planning for clients and referrals, while upholding risk management and regulatory standards. You will help maintain operational procedures, complete required forms, and manage daily tasks to meet deadlines, contributing to

Qualifications

• Must hold an active Series 7 license or obtain within 120 days of employment.
• If registered after Oct 1, 2018, must hold an active SIE exam.
• Must obtain Series 66 (or 63/65) and Life & Health Insurance licenses within 120 days.

Responsibilities

• Support Advisors by handling account openings, money movement, and trades with accuracy.
• Build client relationships through timely requests, issue resolution, and wealth planning support.
• Assist in relationship and account reviews, and prepare performance reports for advisors.
• Participate in Risk Management activities, Know Your Customer reviews, and inquiries.
• Ensure compliance with operational forms and documentation; prioritize daily tasks and deadlines.
• Contribute to maintaining a positive team culture.

Skills

Client relationship management

Attention to detail

Regulatory awareness

Education

Series 7 license

SIE exam

Series 66/63/65

Life and Health Insurance license

Job description

t J.P. Morgan Chase, we have an enthusiasm for helping our clients, taking care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs.

As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will be tasked with delivering exceptional client service, operational marketing, and administrative support to our Private Client Advisors. Your role will encompass the efficient management of operational requests such as account opening, money movement, and investment trades, with a strong emphasis on precision and promptness. You will play a crucial role in aiding Advisors in fostering and preserving client relationships, conducting account reviews, and advocating firm services to enhance client relationships. Your responsibilities will also involve active participation in Risk Management procedures, backing the operational processes of the business unit, and complying with regulatory requirements. You will be required to prioritize daily tasks, track progress, and consistently meet deadlines, while fostering and maintaining a positive team environment.

Job responsibilities

• Support Advisors book of business including but not limited to facilitating accurately and timely operational requests such as account opening, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Required qualifications, capabilities, and skills

• A valid and active Series 7 license is required or may be obtained within 120 days as a condition of employment
• If you were registered after October 1, 2018, you must also have a valid and active Securities Industry Essentials (SIE) exam
• A valid and active Series 66 (or 63/65) and Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment