Investment Trader & Research Analyst

Regency Wealth Management; Ramsey (NJ); On-site; USD 90,000 - 130,000; Full time

Benefits offered by this job

Annual bonus

Retirement plan

Health benefits

Job summary

Regency Wealth Management is seeking an Investment Trader & Research Analyst to join our independent RIA. The role blends hands-on trading, rebalancing, and portfolio maintenance with investment research and due diligence to enhance client experiences.

We value teamwork, continuous learning, and thoughtful use of technology, with a client-first commitment. You will collaborate with advisors, operations, and leadership in a fiduciary setting.

Qualifications

• Bachelor’s degree in Finance, Economics, Accounting, Business, or related field.
• At least two years of experience in investment operations, portfolio administration, trading, or investment research.
• Strong understanding of financial markets, investment products, portfolio rebalancing, and trading systems.
• Exceptional attention to detail, sound judgment, and strong analytical and problem-solving skills.
• Ability to manage multiple priorities and deadlines while communicating clearly with colleagues and leadership.
• Advanced Microsoft Excel skills and a fiduciary, client-first mindset.

Responsibilities

• Execute equity, ETF, mutual fund, fixed income, and alternative trades through Envestnet Tamarac and custodian platforms.
• Monitor trade activity, resolve exceptions, and coordinate execution across client accounts with accuracy.
• Implement model changes, rebalance portfolios, and monitor drift, cash needs, and allocation.
• Support tax-aware trading, including tax-loss harvesting and gain management.
• Maintain investment models, monitor corporate actions, and support account transitions.
• Research mutual funds, ETFs, SMAs, and individual securities; prepare due diligence reports.
• Analyze performance, risk, holdings, expenses, and manager characteristics; provide recommendations.
• Contribute market insights and analyses for the investment committee and leadership.

Education

Bachelor’s degree in Finance, Economics, Accounting, Business, or related field

Tools

Envestnet Tamarac

Fidelity Wealthscape

AdvisorEngine CRM

eMoney

YCharts

Morningstar

Job description

Regency Wealth Management is seeking an Investment Trader & Research Analyst to join our independent RIA. The role blends hands-on trading, rebalancing, and portfolio maintenance with investment research and due diligence to enhance client experiences.

We value teamwork, continuous learning, and thoughtful use of technology, with a client-first commitment. You will collaborate with advisors, operations, and leadership in a fiduciary setting.