Investment Operations & Client Support Specialist II

Fifth Third Bank; Toledo (OH); On-site; USD 60,000 - 85,000; Full time

Job summary

Fifth Third Bank is seeking a Licensed Investment Support Specialist II to provide administrative support for registered securities representatives in Charlotte, NC. The role emphasizes risk-aware operations, client service, and effective onboarding of advisors to deepen client relationships.

The position requires SIE and securities licenses, plus several years of brokerage experience. Strong communication and organizational skills are essential for success in a dynamic banking environment.

Qualifications

• SIE and securities licensing requirements are required as per Fifth Third Securities Licensing Guidelines.
• Five years of brokerage or related financial services experience.
• High school diploma or equivalent; Bachelor’s degree preferred.
• Excellent communication and organizational skills; able to work independently.

Responsibilities

• Provide daily administrative support to designated registered representatives, and existing and potential clients.
• Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order entry.
• Ensure that all trading activity complies with federal and internal compliance regulations and guidelines.
• Maintain contact with clients about industry changes and deepen relationships.
• Onboard Investment Executives and Wealth Management Advisors as requested.
• Perform other projects or duties as assigned.

Skills

Brokerage experience

Client relationship

Administrative support

Trading operations

Risk & compliance awareness

Education

SIE license

Series 7 / 66 / 65 / 63 licenses

State life/health/long term care/variable annuity licenses

Job description

Fifth Third Bank is seeking a Licensed Investment Support Specialist II to provide administrative support for registered securities representatives in Charlotte, NC. The role emphasizes risk-aware operations, client service, and effective onboarding of advisors to deepen client relationships.

The position requires SIE and securities licenses, plus several years of brokerage experience. Strong communication and organizational skills are essential for success in a dynamic banking environment.