Investment Funds Regulatory Associate

BCG Attorney Search; Washington (District of Columbia); On-site; USD 80,000 - 120,000; Full time

Benefits offered by this job

Comprehensive health and wellness benefits

Retirement savings plan

Professional development opportunities

Job summary

BCG Attorney Search is looking for an Investment Funds Regulatory Associate in Washington, D.C. This role focuses on assisting fund sponsors with regulatory matters, including SEC examination and enforcement.

The ideal candidate will have 1-3 years of regulatory experience, familiarity with the Investment Advisers Act, and a Juris Doctor degree. The position offers comprehensive health benefits and professional development opportunities.

Qualifications

• 1-3 years of investment funds-related regulatory experience at a global law firm.
• Strong familiarity with the Investment Advisers Act of 1940.
• Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred.
• Admission to practice in the District of Columbia.

Responsibilities

• Review offering materials and fund governing documents.
• Advise clients on compliance with applicable rules and regulations.
• Prepare SEC filings and respond to examinations.

Skills

Analytical skills

Communication skills

Task management

Education

Juris Doctor (JD)

Job description

Job Overview

A law firm seeks an Investment Funds Regulatory Associate in Washington, D.C. The role involves working within a leading regulatory practice, assisting fund sponsors with fundraising, transactions, and navigating SEC examination and enforcement matters.

Responsibilities

• Review offering materials and fund governing documents.
• Advise clients on compliance with applicable rules and regulations.
• Prepare SEC filings and respond to examinations.

Requirements

• 1-3 years of investment funds‑related regulatory experience at a global law firm.
• Strong familiarity with the Investment Advisers Act of 1940.
• Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred.
• Admission to practice in the District of Columbia.

Education

Juris Doctor (JD) degree.

Certifications

• Bar admission in the District of Columbia.

Skills

• Excellent analytical and communication skills.
• Ability to manage multiple tasks and meet deadlines.

Benefits

• Comprehensive health and wellness benefits.
• Retirement savings plan.
• Professional development opportunities.