Investment Associate/Sr. Investment Associate

RBC; San Jose (CA); On-site; USD 60,000 - 100,000; Full time

Benefits offered by this job

Discretionary bonus

401(k) matching

Health, dental, vision, life and long/

Job summary

RBC Wealth Management in San Jose is seeking a seasoned Registered Client Associate to support Financial Advisors, educate clients on products, monitor activity, and help grow the business.

Must have at least 5 years in the industry and hold Series 7 and 66 (or 63/65); leadership experience preferred. The role offers a salaried position with a comprehensive benefits package and opportunities to advance within a global financial institution.

Qualifications

• Minimum of 5 years of industry experience as a Registered Client Associate or related industry experience.
• Series 7 and 66 (or 63/65).
• Preferred: Leadership experience.

Responsibilities

• Answering basic inquiries and resolving routine problems regarding products and services via calls, email or internet chat.
• Conducting periodic and regular surveys of clients to determine satisfaction and opportunities to advise on other products and services.
• Performing contract administration support and resolving contract related issues.
• Developing new prospects, establishing clients, and finding opportunities to introduce RBC’s products and services.

Skills

Registered Client Associate

Series 7

Series 66 (63/65)

Leadership experience

Job description

Job Description

What is the opportunity?

Join a growing team and use your analytical and communication skills as well as industry knowledge to help clients obtain their financial goals and plan for the future. You will work closely with one or more Financial Advisors (FA) and help them grow their business, educate clients regarding products and services, monitor client activity and performance, communicate investment strategy, and gather information for wealth planning.

What will you do?

• Answering basic inquiries and resolving routine problems regarding products and services via calls, email or internet chat.

• Conducting periodic and regular surveys of clients to determine satisfaction and opportunities to advise on other products and services.

• Performing contract administration support and resolving contract related issues.

• Developing new prospects, establishing clients, and finding opportunities to introduce RBC’s products and services.

What do you need to succeed?

Must-have

• Minimum of 5 years of industry experience as a Registered Client Associate or related industry experience
• Series 7 and 66 (or 63/65)

Preferred

• Previous experience in leadership

The good-faith expected salary range for the above position is $60,000 - $100,000 depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.

• a discretionary bonus
• a 401(k) program with company-matching contributions
• health, dental, vision, life and disability insurance
• paid time-off plan

• Drives RBC’s high performance culture
• Enables collective achievement of our strategic goals
• Generates sustainable shareholder returns and above market shareholder value

Customer Knowledge, Customer Service, Customer Service Management, Group Problem Solving, Identifying Sales Opportunities, Interpersonal Relationship Management, Oral Communications, Perseverance and Follow-Through, Product Services, Sales Activities

Additional Job Details

Address:

99 ALMADEN BOULEVARD:SAN JOSE

City:

San Jose

Country:

United States of America

Work hours/week:

40

Employment Type:

Full time

Platform:

WEALTH MANAGEMENT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-09-16

Application Deadline:

2026-10-24

Note** :** Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.