Internal Banking Auditor — Controls & Compliance

ADP, Inc.; Lexington (KY); On-site; USD 74,357,000 - 92,954,000; Full time

Benefits offered by this job

Health Insurance

Dental Insurance

Vision Insurance

Paid Vacation

Paid Holidays

Employee Stock Ownership Plan

401k Plan

Flexible Benefit Plan

Voluntary Life Insurance

AD&D Insurance

Discounted Banking Services

EAP (Free counseling sessions)

Discounted AAA Membership

Fitness Discounts

Vacation Purchase Plan

Interest-Free Computer Loan

Interest-Free Fitness Equipment Loan

Service Awards

Attendance Awards

Funeral Leave

Discounted Parking (Downtown)

Job summary

Central Bancshares, Central Bank & Trust Co. in Lexington, KY is seeking a Staff Auditor (full-time) to audit multiple departments, verify assets, and ensure records accuracy.

The role emphasizes internal controls, detailed reporting, and collaboration with management across banking centers. The ideal candidate holds an associate or bachelor’s degree in Finance or Accounting, with bank experience and strong communication skills.

Qualifications

• Associate’s degree or Bachelor’s degree in Finance, Accounting or related business field
• Two years of bank experience; or one year of experience as an independent auditor of bank financial statements, a bank internal auditor or a bank examiner
• Excellent verbal and written communication skills
• Accuracy and attention to detail
• Strong skills in research and analysis, problem solving, organization and time management
• Excellent interpersonal skills
• Commitment to customer service
• Ability to handle confidential information in a discreet manner
• Proficient in MS Word and Excel and internet use
• Hold a valid driver’s license and able to travel to banking centers

Responsibilities

• Performs assigned audits according to the work program by evaluating internal controls within departments or functions using established sampling guidance; identifies internal control weaknesses and noncompliance with company policies and procedures and/or regulatory requirements.
• Ensures that work performed and reviewed is adequately documented with work papers and written audit programs.
• Prepares detailed reports of audit findings, presenting any issues, internal control deficiencies and recommendations for review by the Auditing Manager prior to submission to management and/or the Audit and Examining Committee.
• Schedules, plans, and performs periodic audits of retail banking centers, including teller, sales platform and storage box operations. Serves as editor of the Banking Center Self-Audit Guide; ensures that the Guide is accurate. Reviews the quarterly self-audits performed by the banking centers to identify any issues or concerns that should be reviewed further.
• Reviews and analyzes the effectiveness of audit programs, recommending changes and improvements as appropriate.
• Monitors management’s corrective actions to ensure that deficiencies discovered in the audit process are resolved; reviews the adequacy and appropriateness of the responses and performs follow up with management as necessary.
• Serves as an information resource to company personnel regarding policies and procedures and accounting, auditing and internal control matters.
• Keeps informed of changes and developments in the banking industry and bank auditing, accounting and auditing standards, and current banking laws, regulations and compliance issues through self-study, continuing professional education and personal contact with peers, regulators and independent auditors and accountants.
• Assists with other audits and reviews as assigned by Auditing Management to ensure completion of audit schedule in a timely manner.
• Assists independent auditors, accountants and regulatory examiners in the performance of their work through direct assistance and in gathering records and information.
• Complies with the mandatory guidance expressed in The IIA’s International Professional Practices Framework, including but not limited to the Code of Ethics and the Global Internal Audit Standards, and the continuing professional education requirements expressed in the Internal Audit Department’s Policies and Procedures Manual.
• Performs various administrative duties, such as maintaining adequate supplies.
• Performs other duties as assigned.

Skills

Verbal communication

Written communication

Attention to detail

Research and analysis

Problem solving

Organization

Time management

Interpersonal skills

Customer service

Confidential information handling

MS Word

Excel

Internet use

Driver's license

Travel to banking centers

Education

Associate’s degree or Bachelor’s degree in Finance, Accounting or related business field

Job description

Central Bancshares, Central Bank & Trust Co. in Lexington, KY is seeking a Staff Auditor (full-time) to audit multiple departments, verify assets, and ensure records accuracy.

The role emphasizes internal controls, detailed reporting, and collaboration with management across banking centers. The ideal candidate holds an associate or bachelor’s degree in Finance or Accounting, with bank experience and strong communication skills.