Internal Auditor

Northbound Executive Search; New York (NY); On-site; USD 80,000 - 95,000; Full time

Job summary

Northbound Executive Search is recruiting an experienced internal auditor for a renowned investment management firm in New York. The role involves participating in audits, recommending improvements, and preparing documentation related to internal controls. Candidates should have at least 2 years of experience in internal audit, ideally within the financial services sector. The compensation ranges from $80,000 to $95,000 annually, reflecting the candidate's expertise and qualifications.

Qualifications

• At least two years’ experience with internal audit at a financial services firm.
• Experience with asset management and/or broker dealer space is preferred.

Responsibilities

• Participate in business monitoring and operational audits.
• Identify control weaknesses and recommend improvements.
• Assist the Audit Committee with evaluation of internal controls.

Skills

Internal audit experience

Understanding of financial services

Communication skills

Job description

Our client, a renowned investment management and advisory firm, is looking for an experienced internal auditor to join their team. This individual will be assisting on all internal audit functions for our client’s asset management and broker dealer divisions. Responsibilities will include risk assessments, audit planning, audit testing, control evaluation, and audit reporting. The candidate must have at least two years’ experience with internal audit at a financial services firm, preferably within the asset management and/or broker dealer space.

Job Responsibilities

• Participate in business monitoring, special projects and operational and financial audits
• Identify control weaknesses or areas of needed improvement, and recommend course of action
• Assure that audit fieldwork and reporting are complete in order to assist the Audit Committee and senior management in evaluating the effectiveness of internal controls over financial reporting
• Prepare/review control narratives and documentation that support the internal control structure
• Test the internal control framework in connection with the performance of operational audits and Sarbanes-Oxley testing

Job Requirements

• 2+ years of experience with a focus on financial services, real estate, insurance or asset management clients
• Willing to take initiative
• Excellent oral and written communication skills

Compensation

• $80,000 – $95,000