Internal Audit Specialist — SOX & Controls (Hybrid)

CCFBank; Eau Claire (WI); Hybrid; USD 65,000 - 90,000; Full time

Benefits offered by this job

Health plans

HSA contributions

401K plan

PTO

Hybrid work

Education reimbursement

Wellness program

EAP

Referral program

Colleague pricing

Job summary

CCFBank is seeking an Audit Specialist to join our Internal Audit team and support key audit activities across the Bank. This position favors meticulous problem-solvers who help maintain compliance and reduce risk through strong audit practices.

The role involves evaluating internal controls, identifying risks, and supporting safety, soundness, and regulatory compliance. A 200-mile radius from a CCFBank location is required.

Qualifications

• Bachelor’s degree in accounting, finance, business or related field.
• Three years directly related full-time experience may be considered in lieu of a bachelor’s degree.
• Two years of experience in internal auditing.
• Strong attention to detail and accuracy, with the ability to manage multiple tasks and deadlines.

Responsibilities

• Conduct financial, operational, and lending audits for the Bank; adhere to objectives and schedules; ensure audit activities achieve objectives to safeguard Bank assets and ensure compliance with policies, procedures, regulations, and laws.
• Make recommendations to mitigate the Bank’s risk using preventative actions, policies, procedures, documentation, and recommends best practice improvements to the Bank’s operations, financial accounting and internal controls.
• Maintain assigned audit schedule to ensure functions of the Bank are audited on a regular, risk-based basis.
• Perform testing of a variety of the Bank’s SOX Controls to assist VP Internal Audit and ensures SOX testing procedures are accurate and comprehensive.
• Assist VP Internal Audit in coordinating audit plans or programs with third party auditors or regulatory examiners as requested.
• Assist with creating and writing audit reports and analyzing data that identifies root causes and communicates issues of risk effectively to Management and audited departments.
• Perform a variety of scheduled routine, recurring audits, other tasks for the department as required, and targeted or investigative audits as necessary, under the direction of VP Internal Audit.
• Communicate with colleagues in response to inquiries and refers issues to the appropriate department or person; exhibits the necessary follow-through with customers, colleagues and VP Internal Audit.
• Maintain knowledge and awareness of financial industry audit controls and regulations.
• Assures compliance with all Bank policies, procedures and processes, and all applicable state and federal banking laws, rules and regulations; adheres to Bank Secrecy Act (BSA) responsibilities that are specific to the position.
• Performs other related duties as requested.

Skills

Attention to detail

Time management

Education

Bachelor’s degree in accounting, finance, business or related field

Job description

CCFBank is seeking an Audit Specialist to join our Internal Audit team and support key audit activities across the Bank. This position favors meticulous problem-solvers who help maintain compliance and reduce risk through strong audit practices.

The role involves evaluating internal controls, identifying risks, and supporting safety, soundness, and regulatory compliance. A 200-mile radius from a CCFBank location is required.