Insurance Compliance Advisor - Global Policy Lead (US)

Societe Generale

New York (NY)

On-site

USD 120,000 - 190,000

Full time

5 days ago
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Job summary

Societe Generale in New York City seeks a Compliance Advisory Officer to cover the Insurance Solutions business line in the Americas. You will be part of the US Compliance Department within Investment Banking and Advisory and Conflicts Management, collaborating with teams in Paris, London, and Hong Kong.

The role requires deep knowledge of US and foreign insurance regulations, experience advising on insurance risks, and the ability to interact with senior management and investment bankers in a

Qualifications

  • Experience in giving legal, regulatory or compliance advice related to insurance regulatory frameworks and risks.
  • Proficient understanding of securities regulation and information barrier practices.
  • Ability to interact with senior management and investment bankers while working independently.
  • Ability to analyze complex situations and provide timely guidance.
  • Excellent organizational and written communication skills.

Responsibilities

  • Provide regulatory and Firm compliance policy guidance to the Insurance Solutions team and management on insurance and reinsurance issues.
  • Identify and prioritize regulatory and compliance risks; develop and execute the compliance program and risk assessments.
  • Develop and implement relevant compliance policies and procedures.
  • Develop and conduct training.
  • Coordinate with Control Room and Legal on information barriers and conflicts of interest.
  • Coordinate with internal audit, regulators, and regulatory responses.
  • Provide guidance on supervision structure, processes, and responsibilities.
  • Coordinate issue management, escalation, and reporting.
  • Collaborate with various Compliance teams including Control Room, Bank Regulatory, and Licensing.

Skills

Insurance compliance
Regulatory advice
Securities regulation
Information barriers
Stakeholder management

Education

Bachelor's degree
JD preferred

Job description

Societe Generale in New York City seeks a Compliance Advisory Officer to cover the Insurance Solutions business line in the Americas. You will be part of the US Compliance Department within Investment Banking and Advisory and Conflicts Management, collaborating with teams in Paris, London, and Hong Kong.

The role requires deep knowledge of US and foreign insurance regulations, experience advising on insurance risks, and the ability to interact with senior management and investment bankers in a

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