Hybrid Regulatory Investigations Analyst

CFP Board of Standards Inc.; Washington (District of Columbia); Hybrid; USD 54.000 - 62.000; Vollzeit

Zusammenfassung

CFP Board is seeking an Enforcement Analyst to support the Detection team in Washington, D.C. The role involves coordinating background checks for CFP Board certifications, maintaining the enforcement actions database, and helping implement new detection processes.

You will process new matters, manage case files, and handle correspondence while triaging cases for the Investigations Team. This is a full-time, hybrid position located in Washington, DC.

Qualifikationen

• Minimum of 3 years administrative or program support experience.
• Outstanding organizational skills and attention to detail.
• Ability to prioritize between competing assignments and quickly meet critical deadlines.
• Solid written and verbal communication skills.
• Proficient knowledge of MS Office; database experience is a plus.
• Ability to safeguard confidentiality of sensitive data.
• Ability to work within approved guidelines and protocols.
• Capacity to thrive in a demanding, fast-paced, legal environment.

Aufgaben

• Works with Detection team to execute all detection functions of CFP Board, including background checks for CFP® Certification and related professionals.
• Maintain database of regulatory enforcement actions.
• Assist in development and implementation of new detection processes.
• Process new matters, set up case files, and enter information into databases.
• Manage early-stage case-related correspondence and notices of investigation.
• Conduct triage analysis for investigation cases and refer remaining cases to the Investigations Team.
• Identify cases for summary proceedings and shepherd through proceedings.
• Monitor sanctions compliance and coordinate with other departments.
• Serve as a point of contact for detection and disclosure-related issues.
• Performs other duties as assigned.

Kenntnisse

Administrative support

Organizational skills

Time management

Communication skills

Confidentiality

Guidelines adherence

Legal environment

Attention to detail

Tools

MS Office

Database experience

Jobbeschreibung

CFP Board is seeking an Enforcement Analyst to support the Detection team in Washington, D.C. The role involves coordinating background checks for CFP Board certifications, maintaining the enforcement actions database, and helping implement new detection processes.

You will process new matters, manage case files, and handle correspondence while triaging cases for the Investigations Team. This is a full-time, hybrid position located in Washington, DC.