Hybrid Compliance Officer: AML/KYC & Regulatory Controls

Golub Capital; Chicago (IL); On-site; USD 165,000 - 220,000; Full time

Job summary

Golub Capital seeks a Co-Chief Compliance Officer/Senior Counsel to manage the Firm’s compliance program within the Legal & Compliance Department. The role requires deep regulatory knowledge, leadership of complex projects and collaboration with senior management.

Prior experience under the Investment Advisers Act of 1940 and/or the Investment Company Act of 1940 is essential. The candidate should bring a strong writing ability, project management skills, and a track record of handling sensitive

Qualifications

• Bachelor’s degree or equivalent education required; JD from a top-tier institution preferred.
• 8+ years of relevant experience including experience with the Investment Advisers Act of 1940 and/or the Investment Company Act of 1940.
• Knowledge of regulatory and industry best practices in compliance, governance and risk management.
• Preference for exposure to the credit asset management business.
• Strong writing, prioritization and deadline-driven project management.
• Ability to grasp complex financial concepts and communicate them clearly.
• Discretion and ability to handle sensitive matters at all levels.

Responsibilities

• Lead and manage routine and special projects for the Legal & Compliance Department.
• Oversee AML/KYC responsibilities including investor due diligence and onboarding.
• Prepare regulatory filings (e.g., Form ADV, Form PF) and other submissions.
• Oversee design and testing of internal regulatory compliance controls.
• Review advertising, investor communications and reports for regulatory compliance.
• Advise senior management on compliance matters.
• Monitor and improve control design to mitigate risk.
• Collaborate with legal/compliance teams to maintain standards.

Skills

Analytical skills

Project management

Business writing

AI tools usage

Team oriented

Discretion

Education

Bachelor’s degree or equivalent education

JD from a top-tier institution

Job description

Golub Capital seeks a Co-Chief Compliance Officer/Senior Counsel to manage the Firm’s compliance program within the Legal & Compliance Department. The role requires deep regulatory knowledge, leadership of complex projects and collaboration with senior management.

Prior experience under the Investment Advisers Act of 1940 and/or the Investment Company Act of 1940 is essential. The candidate should bring a strong writing ability, project management skills, and a track record of handling sensitive