High Net Worth Equity Trading Manager

Charles Schwab; Lone Tree (CO); On-site; USD 90,000 - 130,000; Full time

Benefits offered by this job

401(k) match

Paid time off

Parental leave

Tuition reimbursement

Health insurance

Job summary

Charles Schwab in Lone Tree, CO is seeking a Manager — High Net Worth Representative within Stock Plan Services to work with executives and directors on equity compensation matters. You will interact with high-profile clients, safeguard information, and guide complex trades.

The role emphasizes client service, accuracy in processing large trades, and collaboration with multiple teams to meet financial goals, with licensing requirements and a focus on risk mitigation.

Qualifications

• Bachelor’s degree or equivalent related work experience
• 3-5 years of financial service experience
• Active and valid FINRA Series 7 & 63/66 licenses required
• Active and valid FINRA Series 9/10 licenses preferred (may be obtained under a condition of employment)
• Brokerage and trading experience is required
• Prior experience processing large trades and a high amount of trades daily while maintaining strict attention to details to mitigate risk

Responsibilities

• Interact with high profile clients and safeguard material non-public and inside information.
• Assist clients in executing transactions related to their equity compensation awards and prepare filing of the SEC Rule 144 Forms and SEC Form 4’s.
• Partner with other organizations to facilitate execution of large block trades.
• Collaborate with peers to handle escalations and perform trade reviews, prioritizing the achievement of clients’ financial goals.

Skills

Client relationship management

Attention to detail

Communication skills

Education

Bachelor’s degree or equivalent related work experience

Job description

Charles Schwab in Lone Tree, CO is seeking a Manager — High Net Worth Representative within Stock Plan Services to work with executives and directors on equity compensation matters. You will interact with high-profile clients, safeguard information, and guide complex trades.

The role emphasizes client service, accuracy in processing large trades, and collaboration with multiple teams to meet financial goals, with licensing requirements and a focus on risk mitigation.