Global Wealth Compliance Lead - Cross-Border Strategy

Morgan Stanley

Dallas (TX)

On-site

USD 108,000 - 185,000

Full time

3 days ago
Be an early applicant

A complete application in a minute

Tailored resume and cover letter, ready to send.

Get past ATS filters

Job summary

Morgan Stanley is seeking an International Wealth Management Compliance Officer in Dallas to provide jurisdictional guidance across key non-U.S. markets and shape cross-border compliance standards.

The role sits within Wealth Management Compliance, reporting at VP level, with senior governance involvement and cross-functional collaboration. Ideal candidates bring deep regulatory expertise in European and Latin American markets, a track record in policy development, and the ability to translate

Qualifications

  • Demonstrated jurisdictional expertise in U.S. and non-U.S. financial services regulation.
  • Experience developing and implementing new compliance policies, procedures, and governance standards.
  • Ability to translate evolving regulatory requirements into practical business requirements.
  • Experience leading complex cross-border initiatives and remediation efforts.
  • Executive presence to influence senior stakeholders and participate in governance forums.

Responsibilities

  • Provide authoritative jurisdictional guidance on securities laws and regulatory expectations.
  • Develop policies and control frameworks for cross-border activities.
  • Assess and translate jurisdictional changes into business requirements and controls.
  • Lead Compliance participation in governance forums and senior committees.
  • Direct risk assessments, reviews, testing, and training of the compliance framework.
  • Oversee cross-border regulatory inquiries and remediation with stakeholders.
  • Build partnerships across U.S. and non-U.S. teams to ensure consistent standards.

Skills

Jurisdictional expertise
Policy development
Regulatory interpretation
Cross-border program leadership
Executive presence
English communication
Regulatory licenses (FINRA 7/24 or 9/0

Job description

Morgan Stanley is seeking an International Wealth Management Compliance Officer in Dallas to provide jurisdictional guidance across key non-U.S. markets and shape cross-border compliance standards.

The role sits within Wealth Management Compliance, reporting at VP level, with senior governance involvement and cross-functional collaboration. Ideal candidates bring deep regulatory expertise in European and Latin American markets, a track record in policy development, and the ability to translate

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Global Wealth Compliance Lead, Cross-Border
Global Wealth Compliance Lead, Cross-Border

474 MS Services Group, Inc. • Dallas (TX)

On-site
USD 108,000 - 185,000
International Wealth Compliance VP (Cross-Border)
International Wealth Compliance VP (Cross-Border)

Morgan-Stanley • Dallas (TX)

On-site
USD 108,000 - 185,000
Regional Compliance Leader, Wealth Management
Regional Compliance Leader, Wealth Management

474 MS Services Group, Inc. • Town/Village of Harrison (NY)

On-site
USD 165,000 - 275,000
VP, International WM Compliance Officer
VP, International WM Compliance Officer

Morgan Stanley • Dallas (TX)

On-site
USD 108,000 - 185,000
VP, International WM Compliance Officer
VP, International WM Compliance Officer

474 MS Services Group, Inc. • Dallas (TX)

On-site
USD 108,000 - 185,000
VP, International WM Compliance Officer
VP, International WM Compliance Officer

Morgan-Stanley • Dallas (TX)

On-site
USD 108,000 - 185,000
Global Wealth Compliance Leader
Global Wealth Compliance Leader

001 The Northern Trust Company • Chicago (IL)

On-site
USD 172,000 - 301,000
401k and pension
Health and welfare benefits
Paid time off
+3
Wealth Management Compliance Associate — Dallas
Wealth Management Compliance Associate — Dallas

Goldman Sachs, Inc. • Dallas (TX)

On-site
USD 90,000 - 130,000
Global Wealth Compliance Leader
Global Wealth Compliance Leader

ACCA Careers • Chicago (IL)

On-site
USD 172,000 - 301,000
Senior Wealth Strategist, Planning & Compliance
Senior Wealth Strategist, Planning & Compliance

Westwood Holdings Group, Inc. • Dallas (TX)

On-site
USD 180,000 - 260,000