Global SOX & Internal Audit Leader

Ares Management; Los Angeles (CA); On-site; USD 200,000 - 230,000; Full time

Benefits offered by this job

Medical/Dental/Vision benefits

401(k) with company match

FSA/HSA options

Life Insurance

Long-Term Disability

Job summary

Ares Management is seeking an experienced SOX Program Lead within Internal Audit to independently assess the firm's governance, risk management and control environment. The role focuses on SOX 404 compliance across global operations, coordinating with external auditors and business functions.

Responsibilities include leading annual planning, control design reviews, testing, remediation, and quarterly certifications, while promoting a risk-aware culture and leveraging data analytics for

Qualifications

• Subject matter expertise in auditing, compliance, and risk management concepts.
• 10+ years of internal audit experience in Financial Services, focused on SOX and Internal Control.
• Strong communication and leadership skills to coordinate with stakeholders.

Responsibilities

• Support and supervise the execution of SOX 404.
• Optimize the SOX program globally across jurisdictions and businesses.
• Ensure compliance with SOX regulations and provide timely communication with stakeholders.
• Lead annual planning, risk assessment, control scoping, and testing activities.
• Oversee design walkthroughs, remediation of deficiencies, and management certifications.

Skills

SOX & Internal Controls

Risk Management

Audit Leadership

Communication & Stakeholder Management

Process Improvement

Education

CPA / CA / CIA or similar

Internal Audit in Financial Services

Tools

SOC 1 / SOC 2 coordination

Job description

Ares Management is seeking an experienced SOX Program Lead within Internal Audit to independently assess the firm's governance, risk management and control environment. The role focuses on SOX 404 compliance across global operations, coordinating with external auditors and business functions.

Responsibilities include leading annual planning, control design reviews, testing, remediation, and quarterly certifications, while promoting a risk-aware culture and leveraging data analytics for