Global Compliance Officer - Commodities Trading

Advance Trading, Inc; Bloomington (IL); On-site; USD 70,000 - 100,000; Full time

Job summary

Advance Trading, Inc is looking for a Compliance Officer to ensure that the organization adheres to NFA and CFTC regulations. The position involves monitoring processes, collaborating with staff, and managing compliance training.

Candidates should have a Bachelor's degree in a relevant field and 3-5 years of experience in a compliance role. Strong communication skills and the ability to understand legal documents are essential. The role may require travel 25-50% of the time.

Qualifications

• 3-5 years of Compliance Officer experience.
• Experience as an Introducing Broker of Futures Commission Merchant.
• Permanent authorization to work in the U.S. for any employer.

Responsibilities

• Monitor organization's activities to ensure adherence with NFA and CFTC rules.
• Collaborate with management to clarify regulation issues.
• Manage Anti-Money Laundering training and processes.

Skills

Strong written and verbal communication

Logic and reasoning skills

Attention to detail

Reading comprehension of technical documents

Ability to maintain confidentiality

Education

Bachelor’s Degree in Finance, Accounting, Statistics, Economics, Management or related field

Tools

Microsoft Office with focus on Microsoft Excel

Job description

Advance Trading, Inc is looking for a Compliance Officer to ensure that the organization adheres to NFA and CFTC regulations. The position involves monitoring processes, collaborating with staff, and managing compliance training.

Candidates should have a Bachelor's degree in a relevant field and 3-5 years of experience in a compliance role. Strong communication skills and the ability to understand legal documents are essential. The role may require travel 25-50% of the time.