Futures Commission Merchant (FCM) Clearing Support Analyst (VN3076)

Marex

Chicago (IL)

Hybrid

USD 70,000 - 100,000

Full time

33 hours ago
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Job summary

Marex in Chicago, IL is seeking a FCM Clearing Support Analyst to provide operations clearing support for Futures and Options. You will monitor top day activity, resolve gateway and file import issues, and collaborate with brokers while ensuring regulatory compliance under SEC, FINRA, NFA, and CFTC.

The role emphasizes timely allocations, continuous monitoring of trade activity, and close interaction with IT and trade support teams to maintain smooth clearing processes in a fast-paced

Qualifications

  • 3 to 6 years of clearing experience expected.
  • Knowledge of Ion’s XTP Back Office, Ateo LISA, and Teo Clearing software.
  • Strong familiarity with Microsoft Office.
  • Excellent verbal and written communication skills.
  • Experience working in a regulated environment and knowledge of the risk and compliance requirements.

Responsibilities

  • Ensure all top day tasks are allocated, cleared, and accepted in a timely and efficient manner.
  • Daily monitoring and problem resolution of exchange clearing gateways and third-party clearer file imports.
  • Daily monitoring and problem resolution of downstream internal system feeds and process.
  • Collaborate with brokers, assisting with all queries and requirements.
  • Report any issues to back-office supervisor and clearing manager.
  • Ability to work closely with IT and trade support groups, advising of system issues daily.
  • Manage top day trade activity to reduce intraday margin calls.
  • Efficiently manage correspondence through group mailbox, as well as personal email.
  • Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.
  • Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
  • Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
  • At all times complying with Marex’s Code of Conduct
  • To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility
  • To report any breaches of policy to Compliance and/ or your supervisor as required
  • To elevate risk events immediately
  • To provide input to risk management processes, as required.

Skills

Clearing experience
Verbal and written communication
Regulated environment experience
Relationship building

Tools

Ion XTP Back Office
Ateo LISA
Teo Clearing

Job description

Futures Commission Merchant (FCM) Clearing Support Analyst (VN3076)

Chicago, IL,

Operations,

Full-Time

Role Summary

The FCM Clearing Support provides operations clearing support for Futures & Options.

The role covers all top day activity including allocations, Give Ups, Give Ins, and constant monitoring of trade activity to ensure everything is clearing correctly.

Overview of Marex / Department description

Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and analytics.

Overall Responsibilities

  • Ensure all top day tasks are allocated, cleared, and accepted in a timely and efficient manner.
  • Daily monitoring and problem resolution of exchange clearing gateways and third-party clearer file imports.
  • Daily monitoring and problem resolution of downstream internal system feeds and process.
  • Collaborate with brokers, assisting with all queries and requirements.
  • Report any issues to back‑office supervisor and clearing manager.
  • Ability to work closely with IT and trade support groups, advising of system issues daily.
  • Manage top day trade activity to reduce intraday margin calls.
  • Efficiently manage correspondence through group mailbox, as well as personal email.
  • Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.
  • Adhereto the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
  • Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
  • At all times complying with Marex’s Code of Conduct
  • To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility
  • To report any breaches of policy to Compliance and/ or your supervisor as required
  • To elevate risk events immediately
  • To provide input to risk management processes, as required.

The Company may require you to carry out other duties from time to time.

Competencies, Skills, andExperience

Competencies

  • Demonstrates curiosity
  • Resilient in a challenging, fast-paced environment
  • Ability to take a high level of responsibility in a fast pace and high-volume environment
  • Excels at building relationships, networking and influencing othersStrategic collaborator with insight and agility, able to anticipate future challenges, ensuringoperational effectiveness

Skills and Experience

  • 3 to 6 years of clearing experience expected
  • Knowledge of Ion’s XTP Back Office, Ateo LISA, andTeo Clearing software
  • Strong familiarity withMicrosoft Office
  • Excellent verbal and written communication skills
  • Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this

Company Values

Actingas a role model for the values of the Company:

Respect - Clients are at the heart of our business, with superior execution and superb client service the foundation of the firm. We respect our clients and always treat them fairly.

Integrity - Doing business the right way is the only way. We hold ourselves to a high ethical standard in everything we do – our clients expect this and we demand it of ourselves.

Collaborative - We work in teams - open and direct communication and the willingness to work hard and collaboratively are the basis for effective teamwork. Working well with others is necessary for us to succeed at what we do.

Developing our People - Our people are the basis of our competitive advantage. We look to “grow our own” and make Marex the place ambitious, hardworking, talented people choose to build their careers.

Adaptable and Nimble - Our size and flexibility is an advantage. We are big enough to support our client’s various needs, and adaptable and nimble enough to respond quickly to changing conditions or requirements. A non-bureaucratic, but well controlled environment f foster initiative as well as employee satisfaction.

Conduct Rules

You must:

  • Actwith integrity
  • Act with due skill, care and diligence
  • Be open and cooperative with the FCA, the PRA and other regulators (where applicable)
  • Pay due regard to the interests of customers and treat them fairly
  • Observe proper standard of market conduct
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