Fund Supervisor

U.S. Bank; Milwaukee (WI); On-site; USD 98,000 - 116,000; Full time

Job summary

U.S. Bank is seeking an experienced Fund Supervisor to lead a team responsible for regulatory, financial reporting, and compliance activities of mutual funds.

You will oversee SEC filings, fund expenses, and Board reporting, coordinating with clients and service providers to ensure accurate, timely operations. The ideal candidate has a Bachelor's in accounting or finance, CPA credentials, and 8+ years in mutual fund administration or related fields, with strong communication and project

Qualifications

• Bachelor's degree in accounting, finance or related field
• CPA certification or candidate
• Eight or more years of experience in Mutual Fund Administration or related field, i.e., public accounting

Responsibilities

• Lead a team responsible for regulatory, financial reporting, and compliance activities of investment funds.
• Oversee compliance programs, SEC filings, financial statement reporting, fund expense management, and Board reporting.
• Coordinate fund operations with fund clients, regulatory agencies, and key service providers.
• Respond to client and regulatory inquiries and develop team capabilities.

Skills

Mutual funds knowledge

Regulatory compliance

Client relationship management

Team development

Communication skills

Education

Bachelor's degree in accounting, finance or related field

CPA certification or candidate

Tools

PC applications

Job description

At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One.

Job Description

We are seeking an experienced Fund Supervisor to lead a team responsible for the regulatory, financial reporting, and compliance activities of investment funds. In this leadership role, you will oversee compliance programs, SEC filings, financial statement reporting, fund expense management, and Board of Directors reporting while ensuring adherence to all applicable state and federal regulations. You will serve as the primary point of contact for fund clients, regulatory agencies, and key service providers, coordinating fund operations and responding to client and regulatory inquiries. This position is ideal for a collaborative leader with strong knowledge of fund administration, regulatory compliance, client relationship management, and team development.

Basic Qualifications

• Bachelor's degree in accounting, finance or related field, CPA certified or candidate
• Eight or more years of experience in Mutual Fund Administration or related field, i.e., public accounting

Preferred Skills/Experience

• Thorough knowledge of operational issues involving Mutual Funds
• Advanced knowledge and understanding of legal, regulatory and accounting principles which directly affect the mutual fund industry and their clients
• Ability to successfully coordinate and follow through on short/long-term projects
• Excellent verbal and written communication skills
• Thorough knowledge of PC applications
• Proven relationship building skills

Benefits

• Healthcare (medical, dental, vision)
• Basic term and optional term life insurance
• Short-term and long-term disability
• Pregnancy disability and parental leave
• 401(k) and employer-funded retirement plan
• Paid vacation (from two to five weeks depending on salary grade and tenure)
• Up to 11 paid holiday opportunities
• Adoption assistance
• Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
• Review our full benefits available by employment status here

U.S. Bank is an equal opportunity employer. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, and other factors protected under applicable law.

U.S. Bank participates in the U.S. Department of Homeland Security E-Verify program in all facilities located in the United States and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services. Learn more about the E-Verify program.

Pay Range: $98,175.00 - $115,500.00

U.S. Bank conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance Ordinance. U.S. Bank is subject to, and conducts background checks consistent with the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with U.S. Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies.

Posting may be closed earlier due to high volume of applicants.

At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One.