FIU Quality Assurance Analyst

Regions Bank; Hoover (AL); Presencial; USD 74 000 - 92 000; Tempo integral

Vantagens oferecidas por esta oferta de emprego

Paid vacation

401K match

Medical benefits

Disability benefits

Health Savings Account

Flexible Spending Account

Life Insurance

Parental Leave

Employee Assistance Program

Volunteer Program

Resumo da oferta

Regions Bank’s Financial Intelligence Unit seeks a Quality Assurance Analyst to ensure BSA/AML/OFAC investigations comply with regulatory requirements and internal standards. The role collaborates with investigators and management to enhance case quality and documentation, driving accurate and timely reporting.

Based in Hoover, Alabama, this exempt position offers a comprehensive benefits package and opportunities to improve processes, systems, and risk management within Regions’ financial crime

Qualificações

• Bachelor’s degree plus 4 years in Financial Crimes, BSA/AML, or related
• OR High School Diploma/GED with 8 years of related experience

Responsabilidades

• Reviews BSA/AML/OFAC investigations against procedural requirements
• Documents feedback to investigators on case quality
• Consults with senior management on critical concerns and trends
• Maintains documentation in case management systems
• Identify complex schemes and escalate risks to management
• Prepare reports for financial government authorities
• Ensure associates meet Regions’ quality standards
• Support training and knowledge development for the team

Conhecimentos

Data analysis

MS Office

Decision making

Communication

Work ethic

Formação académica

Bachelor's degree

High school diploma/GED

Descrição da oferta de emprego

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.

Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions’ Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system.

Job Description

At Regions, the Financial Intelligence Unit (FIU) Quality Assurance Analyst is responsible for ensuring Regions’ Financial Crimes Investigations Cases comply with the requirements of Bank Secrecy Act (BSA)/Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC), and Regulatory entities.

Primary Responsibilities

• Reviews BSA/AML/OFAC Investigations cases against our procedural requirements to ensure our processes remain within Regions risk appetite
• Provides and documents feedback to investigators on case quality and associate performance
• Consults with senior management as a subject matter expert regarding critical or high priority concerns, trends, and associate performance issues
• Assists in ensuring that all documentation is properly maintained in case management systems
• Works to proactively identify complex schemes and transactional patterns and collaborates with management to ensure appropriate escalation of exceptional risks and emerging trends
• Collaborates with key stakeholders to prepare and provide reports to relevant financial government authorities
• Assists in ensuring that associates have the competencies to meet Regions’ quality standards
• Assists senior management in team knowledge and skill-set development, identifying trends and training opportunities

This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.

Requirements

• Bachelors degree and four (4) years of experience in Financial Crimes, BSA/AML, Operations or related
• OR High School Diploma or GED and eight (8) years of experience in Financial Crimes, BSA/AML, Operations, or related

Preferences

• Experience with case management systems and databases
• Experience leading a team
• Certified Anti-Money Laundering Specialist (CAMS)

Skills and Competencies

• Ability to research and analyze data
• Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
• Strong decision-making skills
• Strong verbal, written communication, and organizational skills
• Strong work ethic and self-motivation

Position Type

Full time

Compensation Details

Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.

The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.

Job Range Target

Minimum

$73,893.05 USD

Median

$92,460.00 USD

Incentive Pay Plans

This job is not incentive eligible.

Benefits Information

• Paid Vacation/Sick Time
• 401K with Company Match
• Medical, Dental and Vision Benefits
• Disability Benefits
• Health Savings Account
• Flexible Spending Account
• Life Insurance
• Parental Leave
• Employee Assistance Program
• Associate Volunteer Program

Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions’ benefits, please click or copy the link below to your browser.

https://www.regions.com/about-regions/welcome-portal/benefits

Location Details

Riverchase Complex North Building

Location

Hoover, Alabama

Equal Opportunity Employer/including Disabled/Veterans

Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.