FinTech Risk Analyst

Phaxis; Darien (CT); Presencial; USD 110 000 - 170 000; Tempo integral

Resumo da oferta

Phaxis is seeking a Risk Analyst to oversee FinTech risk management programs in a fast-paced environment in Darien, CT. The role focuses on monitoring SLAs, performance reports, due diligence, and remediation across third-party FinTechs to protect regulatory compliance and corporate risk posture.

You will collaborate with business lines, prepare governance materials for Audit Committee and Board meetings, and administer risk management platforms to streamline processes and reporting.

Qualificações

• Manage and review SLAs and performance reports to inform senior management about FinTech risks.
• Conduct due diligence and risk assessments for FinTechs, identifying trends and threats.
• Maintain comprehensive FinTech documentation, including contracts and third-party records.
• Oversee remediation efforts and track progress across issues.
• Lead third-party monitoring and ensure timely document submission with cross-functional teams.

Responsabilidades

• Prepare governance materials for Governance, Risk, and Compliance meetings including the Audit Committee and Board of Directors.
• Assist the Director of Risk Management in various risk management processes.
• Administer Logic Manager and Monday.com platforms.
• Communicate deadlines, action plans, and promote cross-functional interaction to mitigate risks.
• Uphold policies relevant to risk management and bank procedures.

Conhecimentos

Risk management

Regulatory compliance

Analytical skills

Communication

Cross-functional collaboration

Project prioritization

Documentation

Due diligence

FinTech trends

Logic Manager proficiency

Ferramentas

Logic Manager

Monday.com

Descrição da oferta de emprego

Essential Functions and Responsibilities

The role involves managing and reviewing service level agreements and performance reports to inform business lines and senior management about FinTech risks. Key responsibilities include:

• Monitoring and escalating issues related to new and existing FinTechs, focusing on concentration and fourth-party risk exposures.
• Conducting due diligence and risk assessments for FinTechs, identifying trends and threats.
• Maintaining comprehensive documentation for FinTechs, including contracts and related third-party documents.
• Overseeing FinTech remediation efforts, tracking progress, and managing issues continuously.
• Leading third-party monitoring activities and ensuring timely document submission, collaborating with business lines for remediation evaluation, and updating management.
• Managing FinTech termination and offboarding processes when necessary.
• Ensuring compliance with regulatory standards and internal risk controls.
• Overseeing the Service Organization Control lifecycle, including library and calendar maintenance, and managing departmental oversight on user entity controls.
• Preparing and presenting materials for Governance, Risk, and Compliance meetings, including the Audit Committee and Board of Directors.
• Supporting the Director of Risk Management in various risk management processes.
• Administering Logic Manager and Monday.com platforms.
• Communicating deadlines, action plans, and promoting interaction between business lines to mitigate risks.
• Upholding and understanding policies relevant to risk management and bank procedures.
• Assisting in the optimization of risk management software and departmental processes.
• Participating in FinTech Oversight group meetings.
• Performing additional duties as assigned by the Director of Risk Management.

Skills Required

• Strong analytical and problem-solving skills.
• Excellent communication and interpersonal abilities.
• Proficiency in risk management software and tools.
• Familiarity with regulatory compliance standards.
• Ability to manage multiple projects and prioritize tasks effectively.
• Detail-oriented with strong organizational skills.
• Experience in conducting risk assessments and due diligence.
• Knowledge of FinTech industry trends and threats.
• Ability to work collaboratively with cross-functional teams.
• Proficiency in using platforms like Logic Manager and Monday.com.