Financial Solutions Advisor - Registration Candidate - Houston Area

Houston Dose; Houston (TX); On-site; USD 50,000 - 75,000; Full time

Job summary

Houston Dose is seeking a Financial Solutions Advisor in the Houston Area, focusing on guiding clients through their financial needs and providing comprehensive banking and investment solutions. The role requires obtaining various industry licenses with supportive training. Candidates will learn to manage client relationships and provide tailored advice while working in a dynamic financial environment.

Successful candidates will progress through stages, enhancing their skills and advancing their careers within the organization. A background in financial services or sales is preferred, and being Spanish-speaking is a plus.

Qualifications

• Aptitude in obtaining required industry licenses.
• Self-discipline in managing time and capacity.
• Experience in cultivating client relationships and recommending solutions.
• Strong peer relationships through effective communication.
• Results-driven mindset while prioritizing client interests.

Responsibilities

• Obtain Securities Industry licenses with dedicated training.
• Build and manage client relationships effectively.
• Provide comprehensive advice and present financial strategies.
• Collaborate with banking and investment partners for client solutions.

Skills

Client Experience Branding

Client Solutions Advisory

Investment Management

Referral Management

Client Management

Customer and Client Focus

Prospecting

Referral Identification

Business Acumen

Executive Presence

Oral Communications

Trading

Education

High School Diploma / GED / Secondary School

Bachelor’s degree

Job description

Financial Solutions Advisor - Registration Candidate - Houston Area

Please note this requisition may contain multiple locations but there is not an immediate opening for every location listed.

As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an advisor – from acquiring, building and managing client relationships to considering a client’s complex financial picture and guiding them with advice and solutions to help them live their best financial lives, all while humanizing financial interactions. Once you have reached your key milestones, you will begin working in a financial center where you will help to deliver Bank of America’s core banking, investment solutions and approach to client care. We will equip you with everything you need as you move through the stages of development.

Once you have demonstrated success as a licensed Financial Solutions Advisor Stage I, you will typically progress into the next role, Financial Solutions Advisor Stage II, where you will continue to practice the skills you’ve learned by growing and deepening relationships within a portfolio of clients. As a successful Financial Solutions Advisor Stage II, you will have the opportunity to advance in many roles within Bank of America and Merrill. The Academy will support you along the way with dedicated programs, tools, and resources throughout your career journey.

This position is subject to SAFE Act registration requirements. Pursuant to the SAFE Act requirements, all employees engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing. Since your position requires SAFE Act registration, you will be required to register and to submit to the required SAFE Act background check and registration process. Failure to obtain and/or maintain SAFE Act registration may result in your immediate termination.

We’ll help you

Build a successful career at Bank of America through world‑class training and on‑boarding programs that set you up for success.

Get training and one‑on‑one coaching from Academy managers who are invested in your success.

Grow your business knowledge by using a defined consultative approach with clients to systematically identify client needs and appropriate solutions.

Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63 & 65 accepted, in lieu of 66) through structured lessons and dedicated study time. You must obtain your SIE within 30 days of being hired & your Series 7 & 66 within 120 Days - a requirement for the role.

Build your network. Starting at a financial center, you’ll interact with banking customers, small business owners and higher net worth clients alike. You’ll be able to leverage our relationships with one out of two households in the U.S. to help eventually grow your business.

Provide end‑to‑end comprehensive advice, deliver client reviews/presentations with confidence, and recommend strategies to help clients achieve their financial goals and life priorities.

Collaborate with core banking and investment partners. Connect clients to the solutions we provide through Bank of America and Merrill to meet virtually all their financial needs.

Required Qualifications

Aptitude in obtaining required industry licenses.

Must be self‑disciplined in managing time and capacity.

Experience in cultivating client relationships, accessing needs and recommending solutions.

Success creating strong peer relationships through effective communication and collaboration.

Demonstrates a results‑driven mindset while prioritizing client’s interest in a complex, fast‑paced environment.

Learns and adapts to new technology or applications.

Desired Qualifications

Currently holds FINRA Securities Industry Essentials (SIE)

Bachelor’s degree and/or a minimum of one year of financial services industry or sales experience

Spanish speaking

Skills

Client Experience Branding

Client Solutions Advisory

Investment Management

Referral Management

Client Management

Customer and Client Focus

Prospecting

Referral Identification

Business Acumen

Executive Presence

Oral Communications

Trading

High School Diploma / GED / Secondary School or equivalent

Schedule

Monday – Fridays and rotating Saturdays

This position is open for the entire market and the specific Financial Center location will be based on business needs. If you are offered a position, you will train at one financial center, and then potentially begin your role in a phone‑based capacity until another financial center location has been determined to move to that is within a reasonable commuting distance of your home to the extent permitted by applicable law.