Financial Service Associate Manager Regulatory Remediation

Sia; New York (NY); On-site; USD 60,000 - 80,000; Full time

Job summary

A leading consulting firm in New York is seeking a Regulatory Risk Consultant to support clients with regulatory remediation plans and manage various compliance-related projects. The ideal candidate should possess over 7 years of project management experience in regulatory settings and a Bachelor’s degree in a relevant field. This role offers an annual base salary starting at $120,000 and comprehensive benefits.

Benefits

Annual performance-based bonus

3 Medical plans

401K retirement plan with 4% matching

Generous Paid Time Off (PTO)

Gym membership reimbursement

Qualifications

• 7+ years of project management experience in regulatory and compliance projects.
• Deep understanding of regulations affecting financial services organizations in the US.
• Proven ability to develop and execute project plans related to regulatory activities.

Responsibilities

• Support clients with regulatory remediation plans.
• Collaborate with project team members on readiness activities.
• Provide status reporting to Senior Management.

Skills

Project management

Regulatory compliance

Risk analysis

Communication skills

Problem-solving

Education

Bachelor’s degree in finance, accounting, or related field

Tools

Agile/Scrum methodologies

Job description

Job Description

Responsibilities

• Support clients with the development and execution of regulatory remediation plans
• Stay abreast of regulatory changes
• Collaborate with internal and client project team members, and contribute to internal communications and readiness activity within the program team and with client groups
• Provide status reporting of progress, dependencies, issues, risks and overall program health to Senior Management
• Analyze program risks and identify, develop strategies to mitigate these risks
• Contribute to the development of high-quality and timely deliverables
• Develop and maintain best practices for regulatory compliance
• Assist in the coordination and development of client proposals
• Support practice, thought leadership, and people development

Qualifications:
Qualifications

• Bachelor’s degree in finance, accounting, or related field
• Previous management consulting experience working both in client facing and business development areas
• 7+years of recent project management experience in a regulatory, compliance, risk, and/or securities-related projects required
• Deep understanding of prudential regulations and related issues affecting financial services organizations in the US
• Strong understanding of Banking business operations, risk, compliance, and finance functional areas
• Strong understanding of financial products and services
• Proven ability to develop and execute project plans related to regulatory remediation activities
• Proven ability to identify and analyze risks, and develop strategies to mitigate them
• Excellent communication and problem-solving skills
• Demonstrated knowledge of project management principles and methodologies including agile/scrum
• Certifications (PMP, CAPM, Agile, etc.) welcome

Additional Information

**Compensation & Benefits **

We believe in supporting our team professionally and personally. Here’s a snapshot of the comprehensive benefits you’ll enjoy as part of Sia.

Competitive Compensation

• Annual base salary starting at $120,000, commensurate with experience and qualifications
• Annual performance based discretionary bonus

Robust Health Coverage

• 3 Medical plans
• Dental and Vision
• Life, AD&D and other voluntary insurance

Tax-Advantaged Accounts

• 401K retirement plan
• 4% matching and 100% vested upon enrollment
• Health Savings Account (HSA)
• Flexible Spending Account (FSA)
• Health, Dependent Care, Commuter

Family Friendly Benefits

• 100% paid parental leave for all new parents with eligible tenure
• Building Healthy Families program if enrolled through Medical plan

Time Off to Recharge

• Generous Paid Time Off (PTO) policy
• 9 company holidays plus 1 floating holiday

Extras that Make Life Easier

• College savings and student loan repayment assistance
• Monthly cell phone stipend
• Access to wellness programs at no cost if enrolled through Medical plan, including:
• Gym membership reimbursement
• LiveHealth Online virtual care
• Personalized support from a Well-being Coach
• Employee Assistance Program at no cost
• Free confidential counseling and emotional support services
• On-demand access to Emotional Well-being resources (ranging from relaxation techniques to stress management)

Diversity, Equity, Inclusion, and Belonging

At Sia, we believe in fostering a diverse, equitable and inclusive culture where our employees and partners are valued and thrive in a sense of belonging. We are committed to recruiting and developing a diverse network of employees and investing in their growth by providing unique opportunities for professional and cultural immersion. Our commitment toward inclusion motivates dynamic collaboration with our clients, building trust by creating an inclusive environment of curiosity and learning which affects lasting impact. Please visit our website for more information.

Work Authorization & Sponsorship

At this time, Sia does not intend to pursue employment with applicants who will require now or in the future visa by our company for work authorization in the United States (i.e., H1-B visa, F-1 visa (OPT), TN visa, or any other non-immigrant status).

Workplace Guidelines

Sia is committed to providing a flexible workplace environment that supports client, business, and market needs. Consultants located in our primary market office locations—New York City, Charlotte, Seattle, and San Francisco—are expected to live within a reasonable commuting distance and attend the office at least three days per week. For Consultants outside of our primary markets, we can offer more flexible in-person requirements in accordance with your location.

To learn more about our mission, values, and business sectors, please visit our website.

Sia is an equal opportunity employer. All aspects of employment, including hiring, promotion, remuneration, or discipline, are based solely on performance, competence, conduct, or business needs.

Sia is an equal opportunity employer. All aspects of employment, including hiring, promotion, remuneration, or discipline, are based solely on performance, competence, conduct, or business needs.