Financial Planning Assistant

Dahl Consulting; Raleigh (NC); Vor Ort; USD 50.000 - 100.000; Vollzeit

Benefits dieser Stelle

PTO based on tenure

Holiday pay

Health insurance

401(k) with 100% company match

Parental leave

Discounted financial planning services

Bereavement leave

Zusammenfassung

Dahl Consulting is seeking a Financial Planning Assistant in Raleigh, NC to support the advisory team with financial planning, client service, and coordinating planning activities. The role focuses on data gathering, analysis, and preparing materials for client meetings, while maintaining accurate records in CRM systems.

The position requires a Bachelor's degree and 2+ years in financial planning or related fields, with licenses such as SIE, Series 7/66, and Life/Health Insurance preferred or

Qualifikationen

• Bachelor's degree required.
• 2+ years of experience in financial planning or related role.
• Licenses (SIE, Series 7/66, Life/Health insurance) required or able to obtain.

Aufgaben

• Assist advisors with preparing financial plans, recommendations, and client meeting materials.
• Support client review meetings through data gathering, analysis, and follow-up activities.
• Respond to client inquiries and provide timely account servicing support.
• Maintain accurate client records within CRM and planning systems.
• Ensure adherence to firm policies, compliance requirements, and regulatory standards.
• Assist with portfolio analysis and development of financial planning recommendations.
• Support business operations and administrative functions as needed.
• Collaborate with advisors on marketing initiatives and client engagement activities.
• Coordinate and track action items to support efficient client service and workflow.

Kenntnisse

Analytical thinking

Organizational skills

Problem-solving abilities

Verbal and written communication

Attention to detail

Discretion with confidential data

multitasking

Ausbildung

Bachelor's degree

Tools

CRM platforms

Financial planning software

Microsoft Office

Jobbeschreibung

Title: Financial Planning Assistant Location: Raleigh, NC Job Type: Permanent/Direct-Hire Compensation: $50,000-100,000 (base depends on licenses and other qualifications) Industry: Wealth Advisory ---

About the Role

Our firm is conducting a search on behalf of a respected independent wealth management and financial planning practice dedicated to helping individuals and families make informed financial decisions and work toward their long-term goals. This organization provides comprehensive financial planning, investment management, retirement planning, and wealth preservation services while emphasizing exceptional client relationships and personalized guidance.

Job Description

The Financial Planning Assistant supports the advisory team in delivering high-quality financial planning and wealth management services. This role combines client service, financial analysis, operational support, and planning coordination to help advisors provide an exceptional client experience.

Responsibilities

• Assist advisors with preparing financial plans, recommendations, and client meeting materials.
• Support client review meetings through data gathering, analysis, and follow-up activities.
• Respond to client inquiries and provide timely account servicing support.
• Maintain accurate client records within CRM and planning systems.
• Ensure adherence to firm policies, compliance requirements, and industry regulations.
• Assist with portfolio analysis and the development of financial planning recommendations.
• Support business operations and administrative functions as needed.
• Collaborate with advisors on marketing initiatives and client engagement activities.
• Coordinate and track action items to support efficient client service and workflow management.

Qualifications

• Bachelor's degree.
• 2+ years of experience in financial planning, wealth management, paraplanning, or a related financial services role.
• Strong understanding of financial planning principles, investment products, and wealth management strategies.
• Excellent verbal and written communication skills.
• Strong analytical, organizational, and problem-solving abilities.
• Demonstrated attention to detail and ability to manage multiple priorities.
• Ability to handle confidential client information with professionalism and discretion.
• Proficiency with financial planning software, CRM platforms, and Microsoft Office applications.
• Ability to obtain and maintain required securities and insurance licenses, including: Securities Industry Essentials (SIE) Series 7 Series 66 Applicable state Life, Accident, and Health Insurance Producer licenses Commitment to maintaining high ethical standards and regulatory compliance.
• Preferred Active SIE, Series 7, and Series 66 licenses.
• Active state Life, Accident, and Health Insurance Producer license(s).
• Experience supporting financial advisors in an independent advisory, wealth management, or financial planning environment.
• Familiarity with financial planning and portfolio management software.
• Demonstrated ability to contribute to business development, client engagement, or marketing initiatives.
• Proven success working in a fast-paced, client-focused professional services environment.

Benefits

• paid time off (PTO) based on tenure
• paid holidays throughout the year
• health, dental, disability, and life insurance coverage for eligible full-time employees
• participate in our 401(k) plan, featuring a 100% company match on the first 4% of contributions
• paid parental leave for mothers and fathers, including adoption and surrogacy
• discounted financial planning and advisory services
• bereavement leave to provide support during the loss of a family member

Equal Opportunity Statement

As an equal opportunity employer, Dahl Consulting welcomes candidates of all backgrounds and experiences to apply.