Financial Advisor: Holistic Planning & Member Growth

SECU Maryland Opens Doors; Linthicum (MD); On-site; USD 60,000 - 100,000; Full time

Benefits offered by this job

401k plan with company matching

Generous sick, vacation and personal leave

Annual corporate-wide incentives

Job summary

SECU Maryland Opens Doors seeks a dedicated Financial Advisor to provide financial planning and investment advice to its members. This role is centered on building relationships within the community while ensuring adherence to regulatory requirements and a commitment to members' financial well-being.

The ideal candidate will have a 4-year degree in a relevant field and possess certifications such as FINRA Series 7 and 66. The position involves a blend of guaranteed pay and commission to support portfolio development.

Qualifications

• 4-year College Degree in Economics, Finance or equivalent work experience.
• Certifications in FINRA Series 7 and 66 are required.
• Clear communication skills are essential.

Responsibilities

• Provide financial planning and investment advice to members.
• Prospect for new member relationships outside of SECU.
• Maintain compliance with all regulations and organizational policies.

Skills

Investment recommendations

Financial planning

Client relationship management

Regulatory compliance

Education

4-year College Degree in Economics, Finance, or equivalent

FINRA Series 7

FINRA Series 66 or Series 63 & 65

MD Life and Health Insurance designation

Certified Retirement Planning Counselor (CRPC)

Certified Financial Planner (CFP)

Job description

SECU Maryland Opens Doors seeks a dedicated Financial Advisor to provide financial planning and investment advice to its members. This role is centered on building relationships within the community while ensuring adherence to regulatory requirements and a commitment to members' financial well-being.

The ideal candidate will have a 4-year degree in a relevant field and possess certifications such as FINRA Series 7 and 66. The position involves a blend of guaranteed pay and commission to support portfolio development.