Financial Advisor | Gainesville

Capital City Bank; Gainesville (FL); On-site; USD 60,000 - 100,000; Full time

Benefits offered by this job

Medical, Dental and Vision

Life Insurance

401(k) with Matching

Flexible Spending Accounts

Tuition Assistance

Stock Purchase

Discounts on Products and Services

Job summary

Capital City Bank is seeking a Financial Advisor to deliver personalized investment solutions to clients and help them reach long-term goals. Qualified candidates will hold FINRA Series 7/66 licenses and insurance licenses, with a degree in business or finance.

The role requires travel to client meetings and a drive to exceed sales targets. Associates will work under Capital City Investments, collaborating with a Sales Manager to grow referral networks and provide unbiased investment guidance

Qualifications

• FINRA licenses required to sell regulated investment products.
• Associate or Bachelor’s degree in business or finance required; experience may substitute.
• Demonstrated ability to meet sales goals and work with referral sources.

Responsibilities

• Secure sales and meet/exceed production goals.
• Develop sales strategies with Sales Manager and implement outside business development calls.
• Meet with clients in office, premises, or home, including early/late meetings.
• Analyze financial data and recommend investment options and risks to clients.
• Cross-sell bank products and use financial planning tools.
• Attend Sales meetings for updates and new techniques.

Skills

Word/Excel proficiency

Communication skills

Networking with clients/referral

Negotiation skills

Sales driven

Integrity/ethics

Adaptability

Decision making

Persistence/tenacity

Education

FINRA Series 7 & 66 licenses

Insurance licenses

Bachelor’s or Associate degree in business/finance

Tools

Microsoft Word

Microsoft Excel

Job description

Gainesville Trust
4041 NW 37th Pl
Gainesville, FL 32606, USA

Gainesville Trust
4041 NW 37th Pl
Gainesville, FL 32606, USA

Financial Advisor - Capital City Bank - More than your bank. Your banker.

Full Time - M-F 40 hours

General Summary:

Financial Advisors with Capital City Investments (CCI) deliver personalized investment solutions to help clients work toward their long term financial goals. They provide clients with specialist advice on how to manage their money via investment and insurance products based on clients’ needs and investment tolerance through LPL Financial, a registered Broker/Dealer, member FINRA and SIPC.

Advisors must have the proper professional qualifications and follow strict financial industry rules, and provide client with unbiased financial investment advice.

This position requires the associate to drive on behalf of the Bank and the associate must adhere to Bank's Motor Vehicle Guidelines.

All associates at Capital City Bank have access to confidential client information, and must practice discretion at all times.

Principal Duties and Responsibilities:

Securing a sale.

Works directly with Sales Manager to develop sales strategies and activities with the expectation of exceeding production sales goals.

Develop outside the bank referral sources with existing clients, CPAs, attorneys, bank associates and other related sources of investment business. This often requires outside business development calls.

Must be available to meet with clients and/or potential clients in person, in/out the office. Requires early morning and/or late evening meetings with clients, based on their availability. Meet with client in the office, business premises, or home.

Conduct in-depth reviews of client’ financial circumstances, current provision and future aims. Analyze data and recommend investment options and advise of potential risks.

Conducts risks analysis; researches the marketplace and recommends the appropriate products and services, ensuring clients are aware of and understand products that best meet their needs, and then securing a sale.

Cross refer bank products and use financial planning tools.

Attend Sales meetings, as determined by Sales Manager, to discuss products being offered as well as industry updates, tax implications and industry compliance matters. Additionally, new sales techniques will be introduced at these meetings for future implementation.

All associates must understand and adhere to the non-negotiable Banker Standards and commit to practicing SGNNT at all times. Associates will consistently follow policies and procedures as established by Capital City Bank, with department managers setting the standard.

Associated Duties:

Provides additional support to manager and department colleagues.

Knowledge, Skills and Abilities (KSAs) Required:

• Proficiency in Word and Excel.
• Excellent communication, interpersonal and listening skills.
• Ability to network and establish relationships with clients and referral sources.
• Negotiating and influencing skills, as well as determination and tenacity.
• A target-driven mindset.
• Flexible approach to work.
• Decision-making skills.
• Demonstrable sales skills.
• High degree of personal integrity, discretion, and an ethical and professional approach to work.
• Must adhere to Bank's Motor Vehicle Guidelines.

Professional Licenses/Education:

FINRA licenses Series 7 and 66 are required to sell regulated investment products. Insurance licenses are also required.

Associate or Bachelor’s degree in business or finance from an accredited college required. Relevant experience may substitute for the education.

Working Conditions:

• Professional atmosphere.
• Office environment with frequent travel to assigned offices.
• Driving as required by position.

In the rare instance of a major or extensive natural disaster, epidemic or pandemic occurrence, or other disruption within our footprint, it may be necessary for associates to relocate or telecommute before, during or after, to ensure business continuity.

Capital City Bank associates are our greatest asset. We offer the following benefits:

• Medical, Dental and Vision
• Life Insurance
• 401(k) with Matching
• Flexible Spending Accounts
• Tuition Assistance
• Stock Purchase
• Discounts on Products and Services

EOE/Protected Veterans/Disabled/Drug Free

The above declarations are not intended to be an “all-inclusive” list of the duties and responsibilities of the job described nor are they intended to be such a listing of the skills and abilities required to do the job. Rather, they are intended only to describe the general nature of the job.

THIS JOB DESCRIPTION DOES NOT CONSTITUTE AN EMPLOYMENT AGREEMENT. This job description does not restrict Capital City Bank, Capital City Investments, Capital City Trust Company, and Capital City Home Loans from the ability to assign, reassign or eliminate duties and responsibilities of this job at any time. This job description describes the current assignment of essential functions. These functions may change at any time as the needs of the Bank or department change or for other reasons deemed appropriate.

Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities
This employer is required to notify all applicants of their rights pursuant to federal employment laws.For further information, please review the Know Your Rights notice from the Department of Labor.