Financial Advisor

Wealth Enhancement Group, LLC; Miami (FL); On-site; USD 79,000 - 127,000; Full time

Benefits offered by this job

Health and dental insurance

401(k) retirement plan

Paid time off

Job summary

Wealth Enhancement Group, LLC is looking for a Financial Advisor in Miami, Florida to provide exceptional client service and deliver personalized financial plans. Responsibilities include managing client relationships, facilitating financial planning processes, and engaging in wealth management strategies.

The ideal candidate should have a 4-year degree, advanced designations, and at least four years of experience in the wealth management industry. The compensation package ranges from $79,000 to $127,000 annually with comprehensive benefits.

Qualifications

• Requires 4+ years of experience in wealth management.
• Must hold Series 7, 66 (BD/RIA) and Series 65 (RIA Only).
• Possess insurance licenses.

Responsibilities

• Manage client relationships and assist senior advisors.
• Facilitate financial planning processes for clients.
• Conduct annual reviews and source prospective clients.

Skills

Analytical skills

Organizational skills

Communication skills

Client relationship management

Education

4-year degree in business, finance, or economics

Advanced designation (CFP, CPA, MBA)

Tools

CRM systems

Job description

About Wealth Enhancement

Wealth Enhancement is an independent wealth management firm with an endless passion for enriching the lives of our clients. We continually seek to perfect our craft of personalized financial planning with our team‑based Roundtable and UniFi processes that go far beyond the standard approach. We proudly provide unique financial plans and investment management services to over 80,000 households from over 140 offices nationwide. Since 1997, Wealth Enhancement has tirelessly raised the standard of wealth management with specialized knowledge and more attentive service that helps every client craft their future. For more information, please visit www.wealthenhancement.com.

Our Miami office in Florida is looking for a Financial Advisor working as part of an advisory team to help clients achieve their financial goals and provide client service that exceeds expectations. The expected pay range for this Financial Advisor position is $79,000 to $127,000 annually. This range includes a base salary and may receive variable compensation, and the company in good faith believes it would pay in this range for this role at the time of posting. Actual compensation within this range will depend on qualifications, skills, and credentials, education and professional experience, tenure, cost‑of‑living, and demand for the role in the applicable market. Benefits include health and dental insurance, 401(k) retirement plan, paid time off and other benefits.

Responsibilities

• Manage client relationships and assist senior advisors with management of complex clients to the WEG planning-based standard of identity
• Facilitate the financial planning process
• Discover a prospect or client’s values, goals and objectives
• Understand their current financial situation
• Engage them in the financial planning process
• Prepare and conduct annual reviews, including both planning and investment topics
• Source and close prospective clients
• Proactively follow up with clients who have not implemented financial plan
• Close leads provided by various WEG channels (Marketing, CRP, etc.)
• Create opportunities within your network
• Drive referrals from existing clients
• Manage client relationships and client service as needed
• Assist the Financial Advisor during client meetings and with follow‑up
• Take meeting notes and promptly enter into the CRM
• Present financial advice or plan to client with the Financial Advisor
• Meet with client to obtain additional planning information, or to clarify/confirm information provided
• Analyze client’s current investments and insurance policies
• Placing trades and account management
• Participate in Wealth Enhancement Group trainings, educational events, coaching programs, and proficient in advisor/client facing technology
• Adherence to the Wealth Enhancement Group’s Corporate Communication Strategy and in good compliance standing

OSHA Requirements: This position requires the ability to stand or sit for long periods of time, file documents in high or low cabinets, to use the telephone and to use the computer systems.

Qualifications

• Requires a 4-year degree; business, finance, economics preferred
• Advanced designation required (CFP, CPA, MBA, etc.)
• Series 7, 66 (BD/RIA)
• Series 65 (RIA Only)
• Insurance Licenses
• 4+ years of experience within the wealth management industry
• Ability to source and convert prospects to clients and provide high-level planning‑oriented service
• Possess excellent analytical, organizational, and communication skills (both oral & written)
• Ability to manage multiple projects at once
• Engagement in WEG, broader community and active participation in financial planning community

Compensation and Benefits

• Base salary and variable compensation within $79,000 – $127,000 annually
• Health and dental insurance
• 401(k) retirement plan
• Paid time off
• Medical, dental and vision coverage (available to full‑time employees and their families)
• Health Savings Account (HSA) with employer contribution and Flexible Spending Accounts (FSA) for medical, dependent, and transit expenses
• Life and AD&D insurance – employer paid and voluntary options
• Short‑term and long‑term disability, workers compensation – employer paid
• 401(k) with match and profit sharing
• Wellness programs and resources
• Voluntary benefits, including pet insurance
• 18 days of paid time off (PTO), accrued annually (25 PTO days after 4 years of service)
• 12 paid holidays each year (10 pre‑determined and 2 floating days)
• Paid parental leave and paid caregiver leave (caregiver leave available after 6 months of tenure)
• Reimbursement for tuition, licensing, and other credentials (available after meeting service requirements)

Equal Opportunity Employer

Equal Opportunity Employer, including disabled and veterans. This organization participates in E‑Verify. We are committed to equal opportunity in employment and do not discriminate based on race, color, religion, sex, national origin, age, disability, or any other protected status.