Executive VP, Risk & Intelligence — Strategy & Insight

FINRA; Washington (District of Columbia); On-site; USD 200,000 - 300,000; Full time

Job summary

FINRA is seeking an Executive Vice President of Risk and Intelligence in Washington, DC, to lead regulatory operations. This strategic role focuses on risk monitoring, intelligence, and collaborating with member firms.

With over 15 years of experience in financial services regulation, the ideal candidate will oversee risk management frameworks and foster innovation and modernization in operations.

Qualifications

• 15+ years of leadership experience in financial services regulation, risk management, or intelligence operations.
• Deep understanding of securities markets and broker-dealer operations.
• Proven track record of building complex organizations.

Responsibilities

• Establish and execute the strategic vision for Risk and Intelligence.
• Drive collaboration across Regulatory Operations departments.
• Oversee development of sophisticated risk monitoring frameworks.

Skills

Leadership in financial services regulation

Regulatory frameworks understanding

Communication skills

Analytical skills

Change management

Education

Bachelor's degree

Advanced degree (MBA, JD, or relevant Master's)

Job description

FINRA is seeking an Executive Vice President of Risk and Intelligence in Washington, DC, to lead regulatory operations. This strategic role focuses on risk monitoring, intelligence, and collaborating with member firms.

With over 15 years of experience in financial services regulation, the ideal candidate will oversee risk management frameworks and foster innovation and modernization in operations.