Equity & Derivatives Compliance Strategist

Societe Generale SA; New York (NY); On-site; USD 120,000 - 180,000; Full time

Benefits offered by this job

401(k) plan with company match

Medical, dental, and vision insurance

Fertility and wellness benefits

Student loan assistance

Commuter benefits

Job summary

Societe Generale in New York seeks a Compliance Advisor with at least 5 years in equity compliance to guide EQD lines and management. You will help implement policies, train staff, and respond to regulatory inquiries, collaborating with IT and operations on regulatory initiatives.

The role covers Equity, Equity Derivatives and Futures, requiring strong communication and leadership to deliver compliant, efficient business support.

Qualifications

• Bachelor's degree required.
• Minimum 5 years' experience in Compliance with focus on equity and/or equity derivatives.
• Ability to advise front office staff on a wide range of product offerings.

Responsibilities

• Assist Senior Advisory staff in providing compliance guidance to EQD lines and management.
• Develop and execute training programs on relevant rules and regulations.
• Support regulatory inquiries and examinations; update policies as needed.

Skills

Interpersonal skills

Communication

Analytical thinking

Attention to detail

Time management

Leadership

Risk management

Stakeholder communication

Presentation skills

Education

Bachelor's Degree

Tools

MS Word

MS Excel

PowerPoint

Job description

Societe Generale in New York seeks a Compliance Advisor with at least 5 years in equity compliance to guide EQD lines and management. You will help implement policies, train staff, and respond to regulatory inquiries, collaborating with IT and operations on regulatory initiatives.

The role covers Equity, Equity Derivatives and Futures, requiring strong communication and leadership to deliver compliant, efficient business support.