Director of AML Compliance

SmartRecruiters, Inc.; Dallas (TX); On-site; USD 200,000 - 250,000; Full time

Job summary

Large Bank Company is seeking a Compliance Director- AML Investigations to oversee NAMFIU investigations, manage analysts, and ensure accurate SAR reporting. You will coordinate with Senior Management, Business Compliance Teams, CSIS, Legal, and law enforcement as per escalation processes.

The role requires 10+ years in KYC, SARs, and AML compliance for complex banking products. Strong writing, analytical and communication skills are essential, with proficiency in MS Word, Excel, and related

Qualifications

• 10+ years experience in reviewing and approving KYC files for complex banking products.
• 10+ years experience in investigating customer transactions and reviewing customer information.
• 10+ years experience with SARs in accordance with regulatory requirements.
• Experience in communicating with Senior Management, Advisory, and Legal teams.

Responsibilities

• Oversee NAMFIU investigation components and manage investigative analysts.
• Review and approve investigative conclusions and SARs; coordinate recommendations on relationships.
• Oversee SAR processing and reporting; ensure timely, globally consistent filings.
• Oversee 314A name searches and ensure timely searches; liaise with law enforcement as needed.

Skills

KYC review

AML investigations

SAR processing

regulatory knowledge

analytical skills

writing skills

communication skills

multi-tasking

self-starter

Microsoft Word/Excel

Education

4-Year College Degree or equivalent experience

Tools

Microsoft Word

Microsoft Excel

Outlook

Online research systems

Job description

Non-Temp Full-time Permanent Position for Large Bank Company.

Job Description

Placement: Direct Hire

Job Title: Compliance Director- AML Investigations

Salary Range: $200,000 to $250,000 (DOE)

Description:

Oversight of NAMFIU investigation components to include managing investigative analysts, reviewing and approving investigative conclusions, reviewing and finalizing the team''''s Suspicious Activity Reports (SAR) and coordinating recommendations to either retain or exit relationships.

Responsible for all aspects of SAR processing and reporting, including timely and globally consistent filing as well as full SAR database control and maintenance.

Responsible for the oversight, execution and reporting of 314A name searches, including timely and globally consistent searches.

Responsible for communication to Senior Management, Advisory, Business Compliance Teams, CSIS, Legal and liaise with Law Enforcement in accordance with Escalation Process.

Qualifications

10 + years experience in reviewing and approving Know-Your-Customer files for complex banking products

10+ years experience in investigating customer transactions and reviewing customer information

10+ years experience with reviewing, writing, and creating Suspicious Activity Reports (SARs) in accordance with applicable regulatory requirements.

10+ years experience in investigating customer transactions and reviewing customer information

4-Year College Degree or equivalent experience

Prior work experience in a financial institution with job specific work experience in AML Knowledgeable of the laws applicable to money laundering, including the Bank Secrecy Act, The USA PATRIOT Act, US Treasury AML guidelines, OFAC requirements, and Suspicious Activity Reporting requirements. Strong writing, analytical, and communication skills, and must be able to multi-task and complete projects on time Should be a self-starter, organized, and must have the ability to work independently. Advanced proficiency in the use of Microsoft Word, Excel, Outlook, and experience with the Internet and on-line research systems

Additional Information

Job Requirements & Qualifications:

• Must be a US Citizen/Green Card Holder
• Must have Verification of all certifications and degrees.
• Do you have experience in the Banking Industry?

Salary Range: $200,000 to $250,000 (DOE, Depends on Experience)