Director, Institutional Finance & Clearing Operations

Webull Financial; New York (NY); On-site; USD 180,000 - 230,000; Full time

Benefits offered by this job

Health coverage

401(k) match

Commuter benefits for NY positions

Parental leave

Paid time off

Job summary

Webull Financial is seeking a Director of Institutional Financial Operations to lead regulatory financial operations and liquidity management for its growing self-clearing and institutional brokerage infrastructure. The role can sit in St.

Petersburg, FL or New York, NY, and works across Finance, Operations, Risk, Institutional, and Engineering teams. You will manage daily capital calculations, liquidity workflows, and clearing operations while partnering with Finance leadership on capital

Qualifications

• 8+ years of experience in broker-dealer financial operations, brokerage accounting, or financial control environments.
• Strong understanding of SEC Rule 15c3-1 and Rule 15c3-3 calculations and operational impacts.
• Experience within a carrying broker-dealer, self-clearing firm, or institutional brokerage environment.
• Hands-on exposure to financial clearing operations, suspense management, liquidity workflows, and brokerage financial operations.
• Ability to operate cross-functionally and manage related projects.
• Strong understanding of brokerage operational flows and how transactions move through finance and GL environments.
• Series 27 license is required or strongly preferred for this role.

Responsibilities

• Manage daily SEC Rule 15c3-1 net capital calculations and Rule 15c3-3 reserve calculations.
• Support daily liquidity management, cash flow monitoring, and funding workflows across clearing and settlement operations.
• Monitor and resolve clearing cash suspense breaks and cash reconciliation issues.
• Partner with Finance leadership on liquidity stress testing and capital forecasting.
• Assist in scaling institutional brokerage buildouts and operational infrastructure initiatives.
• Collaborate with Operations, Risk, Institutional, Legal, and Engineering to improve workflows and automate controls.
• Work with developers and product teams to support system enhancements and scalability.
• Oversee financial operations matters related to clearing, settlement, omnibus workflows, and self-clearing functions.
• Support regulatory audits, examinations, and internal control initiatives.

Skills

Broker-dealer ops

SEC 15c3-1

SEC 15c3-3

Liquidity management

Cross-functional work

Series 27 license

Education

Accounting degree

CPA preferred

Job description

Webull Financial is seeking a Director of Institutional Financial Operations to lead regulatory financial operations and liquidity management for its growing self-clearing and institutional brokerage infrastructure. The role can sit in St.

Petersburg, FL or New York, NY, and works across Finance, Operations, Risk, Institutional, and Engineering teams. You will manage daily capital calculations, liquidity workflows, and clearing operations while partnering with Finance leadership on capital