Director, Equities Internal Audit & Controls

Socket.dev; Maryland; Hybrid; USD 108,000 - 155,000; Full time

Benefits offered by this job

Medical

Prescription Drug

Dental

Vision

Health Savings Account

Dependent Day Care Savings Account

Life Insurance

Disability and Other Insurance Plans

Paid Time Off (including Sick Leave)

10 Paid Holidays

401(k)

Short/Long Term Disability

Other special perks reserved for our员工

Job summary

Morgan Stanley is seeking a Director in Audit in Charge to lead assurance activities for the ISG Equities portfolio in the Americas. Baltimore-based with in-office presence four days a week, the role drives risk assessment, control evaluation and governance improvements across front, middle and back offices.

The candidate should bring deep audit expertise, regulatory knowledge, and a collaborative leadership style to communicate risk effects clearly and drive timely remediation.

Qualifications

• Knowledge of business line and regulations relevant to coverage area.
• Strong understanding of audit principles, methodologies, tools, and processes (risk assessments, planning, testing, reporting, monitoring).
• Ability to identify and analyze multiple data sources to inform point of view.
• Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly.
• Commitment to inclusive behaviors.
• At least 4 years of relevant experience.
• Certifications such as CIA, CPA, CFA, SIE, Series licenses preferred.

Responsibilities

• Identify risks and impact to coverage area to prioritize focus areas.
• Lead and execute assurance activities (audits, monitoring, closure verification) to assess risk and control environment.
• Facilitate conversations with stakeholders on risks and control effectiveness.
• Manage multiple deliverables aligned with team priorities.
• Provide feedback and participate in training to develop self and peers.

Skills

Regulatory knowledge

Audit principles

Data analysis

Questioning & messaging

Inclusion & collaboration

Experience (4+)

Certifications preferred

Job description

Morgan Stanley is seeking a Director in Audit in Charge to lead assurance activities for the ISG Equities portfolio in the Americas. Baltimore-based with in-office presence four days a week, the role drives risk assessment, control evaluation and governance improvements across front, middle and back offices.

The candidate should bring deep audit expertise, regulatory knowledge, and a collaborative leadership style to communicate risk effects clearly and drive timely remediation.