Director, Assistant General Counsel

cboe; New York (NY); Sur place; USD 250 000 - 350 000; Plein temps

Avantages offerts par ce poste

Four‑day in‑office model

Professional development

Résumé du poste

Cboe Global Markets is hiring a Director, Assistant General Counsel to provide legal and regulatory support to its U.S. securities businesses, focusing on MDAS and UTP listings.

You will draft rules, respond to regulators, and collaborate with senior attorneys to drive growth while maintaining high compliance standards. You will support multiple functions across Compliance, Regulatory, Technology, Operations, and Finance, and help modernize core processes with AI and automation to improve

Qualifications

• Experience drafting rules and filings for regulators.
• Strong knowledge of securities laws and market infrastructure.
• Ability to collaborate with senior attorneys and cross-functional teams.

Responsabilités

• Review and draft rules and rule filings to regulators.
• Steer rule changes through internal and external approval processes.
• Partner with U.S. securities businesses to provide legal counsel.

Connaissances

Legal counsel

Regulatory compliance

Rulemaking

Drafting rules

Regulatory filings

Description du poste

Job Description:

Building trusted markets - powered by our people

At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.

We're building meaningful ways to support professional and personal development while strengthening the trust we've earned as a global market leader. Our teams are empowered to share ideas, actively pursue them and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to "go for it" and equip our managers with the training to coach their teams to the next level. We strive to provide employees a safe space to network, share ideas and create opportunities.

To support strong partnership and team connection, this role follows a four day in office work model.

Role Overview

Cboe is seeking a Director, Assistant General Counsel, to provide legal and regulatory support to Cboe's U.S. securities businesses as needed, while focusing primarily on the U.S. Market Data and Access Services businesses ("MD&AS") and the U.S. Exchange Traded Product ("ETP") Listings business. As Director, Assistant General Counsel, you will review and draft rules and rule filings to applicable regulators, as well as respond to other general legal matters including those related to securities trading and securities listings. The successful candidate will need to be a motivated self-starter, willing to take initiative as well as collaborate with more senior attorneys and incorporate their guidance and feedback into their day-to-day responsibilities. As an operator of exchanges and other trading venues, Cboe operates in a highly regulated environment and compliance by Cboe with its legal and regulatory obligations is paramount in the conduct of its business. In addition, the successful candidate will need to demonstrate a willingness and capability to learn the various regulatory frameworks that apply to Cboe and how to navigate them.

Your responsibilities will be:

• Review and draft rules and rule filings to applicable regulators to explain the purpose and basis of those rules.
• Responsible for steering any rule changes through internal corporate and external regulators' review & approval processes
• In conjunction with more senior attorneys, partner with the U.S. securities businesses to drive growth by providing legal counsel and innovative thinking.
• Keep apprised of new and existing regulations and business initiatives, and work with senior legal leaders to provide legal and regulatory advice to the applicable businesses.
• Provide legal support for functions relating to compliance with the requirements applicable to national securities exchanges, including exchange membership, and services and products offered by Cboe's U.S. equities exchanges.
• Provide legal guidance relating to regulatory requests, exams, inspections, and/or similar matters involving Cboe's U.S. securities exchanges.
• In addition to the U.S. securities businesses, provide legal support to other functions across Cboe, including but not limited to, Compliance, Regulatory, Technology, Operations, Risk, Market Policy & Government Affairs, Billing, and Finance.
• Maintain high standards of legal and regulatory compliance and promote a culture of compliance, by among other things, helping ensure compliance with all legal and regulatory requirements of operating a national securities exchange.
• Respond to other general legal matters including those related to securities trading and corporate law issues.
• Review regulatory and informational publications.
• Other legal support for company activities.
• Help drive the adoption of AI, automation, and improved workflows across Legal, partnering with teams to modernize core processes, strengthen controls, improve efficiency, and enhance program scalabil

At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.

We're building inclusive ways to support professional and personal development while strengthening the trust we've earned as a global market leader. Our teams are empowered to share ideas, actively pursue them and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to "go for it" and equip our managers with the training to coach their teams to the next level. Our Associate Resource Groups champion diversity, equity and inclusion, giving associates a safe space to network, share ideas and create opportunities