Data Analyst - Regulatory & CAT (Hybrid, Equity Eligible)

Smith Arnold Partners; Stamford (CT); Hybrid; USD 100,000 - 115,000; Full time

Job summary

Smith Arnold Partners in Stamford, CT is seeking an experienced Data Analyst for a hybrid role combining data analysis, regulatory oversight, and operational support within a public financial services company. You will evaluate regulations, research data, and design control procedures to test compliance, collaborating with IT and management.

The ideal candidate has 1–3 years of experience in data analysis or compliance, solid SQL and Python skills, UNIX familiarity, and a proven ability to

Qualifications

• Bachelor’s degree required, preferably in a quantitative or analytical field.
• 1-3 years of experience in data analysis, compliance, operations, audit, or finance.
• Experience in an analytical role, preferably in the financial sector.
• Strong data analysis, investigation, and problem-solving skills.
• Experience performing data analysis using programming languages (e.g., Python, Perl, or Go) and database queries (e.g., SQL).
• Regulatory research and interpretation skills preferred.
• UNIX experience, or ability to learn the operating system.
• Experience using Atlassian systems (e.g., Confluence and JIRA) is a plus.
• Strong Excel skills (e.g., pivot tables, FINRA CAT/OATS).

Responsibilities

• Reviewing regulatory data to identify root causes and remediation for errors.
• Utilizing UNIX command tools to make corrections to records as needed.
• Developing surveillance for regulatory reporting and operational data.
• Automating the CAT business system.
• Following up with software developers and/or management on errors or exceptions that arise.
• Gathering facts to assist the firm in responding to examinations and formal inquiries.
• Proposing improvements to, or additional controls over, regulatory reporting.
• Perform ad hoc analysis and supervisory reviews as needed.

Skills

Data analysis

Python

SQL

UNIX

Excel

Confluence/JIRA

Education

Bachelor’s degree

Tools

Confluence

JIRA

Job description

Smith Arnold Partners in Stamford, CT is seeking an experienced Data Analyst for a hybrid role combining data analysis, regulatory oversight, and operational support within a public financial services company. You will evaluate regulations, research data, and design control procedures to test compliance, collaborating with IT and management.

The ideal candidate has 1–3 years of experience in data analysis or compliance, solid SQL and Python skills, UNIX familiarity, and a proven ability to