Corporate Compliance & Governance Associate (SEC Focus)

VOYlegal LLC.; Washington (District of Columbia); In loco; USD 110.000 - 160.000; Tempo pieno

Descrizione del lavoro

Global investment Benefit Corporation and asset manager is seeking a Corporate Compliance Associate in Washington, DC. The role focuses on Corporate Governance and SEC Compliance, supporting monitoring and testing programs in a fast-paced environment.

Ideal candidates have 3–5 years’ compliance experience in private fund management or a regulatory setting, with knowledge of the Investment Advisers Act and related statutes. JD or Master’s degree is a plus.

Competenze

• Bachelor’s Degree required; JD or Masters a plus.
• 3–5 years’ experience in financial services/fund management with focus on SEC compliance.
• Private Equity Fund exposure preferable; understanding of private equity fund structures, operations, and administration.
• Knowledge of the Investment Advisers Act of 1940, as amended.

Mansioni

• Maintain corporate governance documents and corporate life (LLCAs, LPA, Resolution, etc.).
• Support in corporate contractual management and provide support to business development.
• Assist with regulatory filings such as ADV, PF, BEA, and non-US filings (Canada).
• Monitor Code of Ethics and policies, including personal trading, political contributions, OBA and gifts.
• Prepare reporting and filing obligations and monitor lobbying registrations and advertising materials.
• Participate in risk monitoring of investment vehicles managed by the company.
• Assist with compliance training materials and conduct training.
• Stay current on new regulations affecting operations and implement process improvements.

Conoscenze

SEC compliance

Governance

Regulatory monitoring

Financial services

Policy development

Formazione

Bachelor’s Degree

JD or Masters a plus

Descrizione del lavoro

Global investment Benefit Corporation and asset manager is seeking a Corporate Compliance Associate in Washington, DC. The role focuses on Corporate Governance and SEC Compliance, supporting monitoring and testing programs in a fast-paced environment.

Ideal candidates have 3–5 years’ compliance experience in private fund management or a regulatory setting, with knowledge of the Investment Advisers Act and related statutes. JD or Master’s degree is a plus.